MEDALLION FINANCIAL CORP — Director's Dealing 2020

Feb 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MEDALLION FINANCIAL CORP (MFIN)
CIK: 0001000209
Period of Report: 2020-02-17

Reporting Person: Munson Thomas J. (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-17	Common Stock	A	3991	$0.00	Acquired	19113	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-17	Common Stock (right to buy)	$6.68	A	8089	Acquired	2030-02-17	Common Stock (8089)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2347	Indirect

Footnotes

F1: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

F2: These shares are held by Charles Schwab & Co., Inc. in an Individual Retirement Account for the benefit of Thomas J. Munson.

F3: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.