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MEDALLION FINANCIAL CORP Director's Dealing 2019

Aug 12, 2019

33568_dirs_2019-08-12_547600c5-ff40-49e9-aa00-c5d6d76a436e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MEDALLION FINANCIAL CORP (MFIN)
CIK: 0001000209
Period of Report: 2019-08-08

Reporting Person: MURSTEIN ALVIN (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-08 Common Stock P 10000 $4.74 Acquired 80118 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 166428 Direct
Common Stock 1268182 Indirect
Common Stock 117660 Indirect
Common Stock 5000 Indirect

Footnotes

F1: Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.

F2: Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley of which Mr. Murstein is a co-trustee and the beneficiary.

F3: Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.

F4: Represents shares owned by Mr. Murstein's spouse.