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MEDALLION FINANCIAL CORP Director's Dealing 2016

Aug 22, 2016

33568_dirs_2016-08-22_ea23523c-c0fc-46c0-b1c7-f232cc42224e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MEDALLION FINANCIAL CORP (MFIN)
CIK: 0001000209
Period of Report: 2016-08-18

Reporting Person: MURSTEIN ALVIN (Director, See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-18 Common Stock P 5000 $5.2065 Acquired 179074 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 70118 Indirect
Common Stock 1168182 Indirect
Common Stock 117660 Indirect
Common Stock 5000 Indirect

Footnotes

F1: Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.

F2: Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley.

F3: Represents shares acquired by gift from Mr. Murstein to the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.

F4: Represents shares owned by Mr. Murstein's spouse.