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MEDALLION FINANCIAL CORP Director's Dealing 2014

Mar 11, 2014

33568_dirs_2014-03-11_dd158636-ee27-47f1-bad7-7935821f87b8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MEDALLION FINANCIAL CORP (TAXI)
CIK: 0001000209
Period of Report: 2014-03-07

Reporting Person: KOWALSKY MICHAEL J (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-07 Common Stock M 3000 $9.22 Acquired 38753 Direct
2014-03-10 Common Stock S 981 $14.38 Disposed 37772 Direct
2014-03-10 Common Stock S 1400 $14.3186 Disposed 36372 Direct
2014-03-10 Common Stock S 2600 $14.397 Disposed 33772 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-07 Common Stock (right to buy) $9.22 M 3000 Disposed 2018-04-03 Common Stock (3000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3670 Indirect

Footnotes

F1: These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky.

F2: One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.