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MEDALLION FINANCIAL CORP — Director's Dealing 2012
Nov 14, 2012
33568_dirs_2012-11-14_7aed6061-a947-4da6-a913-016408d52b90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MEDALLION FINANCIAL CORP (TAXI)
CIK: 0001000209
Period of Report: 2012-11-12
Reporting Person: KOWALSKY MICHAEL J (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-12 | Common Stock | M | 7554 | $3.87 | Acquired | 32060 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-12 | Common Stock (right to buy) | $3.87 | M | 7554 | Disposed | 2013-02-03 | Common Stock (7554) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2458 | Indirect |
Footnotes
F1: These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky.
F2: One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
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