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MEDALLION FINANCIAL CORP — Director's Dealing 2012
Dec 20, 2012
33568_dirs_2012-12-20_e96a3a4d-db3f-43cb-a7f8-b27ed274cfd9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MEDALLION FINANCIAL CORP (TAXI)
CIK: 0001000209
Period of Report: 2012-12-18
Reporting Person: MURSTEIN ALVIN (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-18 | Common Stock | G | 117660 | — | Disposed | 45849 | Direct |
| 2012-12-18 | Common Stock | G | 117660 | — | Acquired | 117660 | Indirect |
| 2012-12-18 | Common Stock | A | 33221 | — | Acquired | 79070 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70118 | Indirect |
| Common Stock | 1168182 | Indirect |
| Common Stock | 5000 | Indirect |
Footnotes
F1: Represents shares acquired by gift from Mr. Murstein to the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
F2: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2009 Employee Restricted Stock Plan which will vest in equal one-third increments on the first, second and third anniversaries of the date of grant.
F3: Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
F4: Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley.
F5: Represents shares owned by Mr. Murstein's spouse.