Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MEDALLION FINANCIAL CORP Director's Dealing 2012

Dec 20, 2012

33568_dirs_2012-12-20_e96a3a4d-db3f-43cb-a7f8-b27ed274cfd9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MEDALLION FINANCIAL CORP (TAXI)
CIK: 0001000209
Period of Report: 2012-12-18

Reporting Person: MURSTEIN ALVIN (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-18 Common Stock G 117660 Disposed 45849 Direct
2012-12-18 Common Stock G 117660 Acquired 117660 Indirect
2012-12-18 Common Stock A 33221 Acquired 79070 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 70118 Indirect
Common Stock 1168182 Indirect
Common Stock 5000 Indirect

Footnotes

F1: Represents shares acquired by gift from Mr. Murstein to the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.

F2: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2009 Employee Restricted Stock Plan which will vest in equal one-third increments on the first, second and third anniversaries of the date of grant.

F3: Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.

F4: Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley.

F5: Represents shares owned by Mr. Murstein's spouse.