Mechanics Bancorp — Director's Dealing 2025

Jan 4, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2025-01-01

Reporting Person: Parr David L (EVP, DIR. OF COMM'L BANKING)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-01-01	Common Stock	M	373	—	Acquired	373	Direct
2025-01-01	Common Stock	F	116	$11.42	Disposed	257	Direct
2025-01-01	Common Stock	M	768	—	Acquired	1025	Direct
2025-01-01	Common Stock	F	238	$11.42	Disposed	787	Direct
2025-01-01	Common Stock	M	2648	—	Acquired	3435	Direct
2025-01-01	Common Stock	F	818	$11.42	Disposed	2617	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-01-01	Restricted Stock Units	$	M	373	Disposed		Common Stock (373)	Direct
2025-01-01	Restricted Stock Units	$	M	768	Disposed		Common Stock (768)	Direct
2025-01-01	Restricted Stock Units	$	M	2648	Disposed		Common Stock (2648)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2312.333	Indirect

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

F3: Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) plan is as of January 1, 2025.

F4: On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5: On January 1, 2023, the reporting person was granted 2,303 RSUs, of which 767 shares vest on January 1, 2024, and 768 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6: On January 1, 2024, the reporting person was granted 7,946 RSUs, of which 2,648 shares vest on January 1, 2025 and 2,649 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.