Mechanics Bancorp — Director's Dealing 2025

Jan 4, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2025-01-01

Reporting Person: MICHEL JOHN (EVP, Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-01-01	Common Stock	M	883	—	Acquired	50883	Direct
2025-01-01	Common Stock	F	268	$11.42	Disposed	50615	Direct
2025-01-01	Common Stock	M	1699	—	Acquired	52314	Direct
2025-01-01	Common Stock	F	515	$11.42	Disposed	51799	Direct
2025-01-01	Common Stock	M	5350	—	Acquired	57149	Direct
2025-01-01	Common Stock	F	1622	$11.42	Disposed	55527	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-01-01	Restricted Stock Units	$	M	883	Disposed		Common Stock (883)	Direct
2025-01-01	Restricted Stock Units	$	M	1699	Disposed		Common Stock (1699)	Direct
2025-01-01	Restricted Stock Units	$	M	5350	Disposed		Common Stock (5350)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	28409	Indirect

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

F3: Mr. Michel and his spouse, Rosetta Michel, are the co-trustees and beneficiaries of the J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18, and share voting and investment power over the assets of the trust.

F4: On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5: On January 1, 2023, the reporting person was granted 5,098 RSUs, of which 1,699 shares vest on each of January 1, 2024 and January 1, 2025, and 1,700 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6: On January 1, 2024, the reporting person was granted 16,052 RSUs, of which 5,350 shares vest on January 1, 2025 and 5,351 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.