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Mechanics Bancorp — Director's Dealing 2024
Jan 5, 2024
31388_dirs_2024-01-04_6878d9d9-6742-4a2c-a059-03d63cb3512a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2024-01-01
Reporting Person: Novak Diane P (EVP, CHIEF RISK OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-01 | Common Stock | M | 212 | — | Acquired | 4278 | Direct |
| 2024-01-01 | Common Stock | F | 66 | $10.30 | Disposed | 4212 | Direct |
| 2024-01-01 | Common Stock | M | 145 | — | Acquired | 4357 | Direct |
| 2024-01-01 | Common Stock | F | 45 | $10.30 | Disposed | 4312 | Direct |
| 2024-01-01 | Common Stock | M | 531 | — | Acquired | 4843 | Direct |
| 2024-01-01 | Common Stock | F | 164 | $10.30 | Disposed | 4679 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-01 | Restricted Stock Units | $ | A | 6456 | Acquired | Common Stock (6456) | Direct | |
| 2024-01-01 | Restricted Stock Units | $ | M | 212 | Disposed | Common Stock (212) | Direct | |
| 2024-01-01 | Restricted Stock Units | $ | M | 145 | Disposed | Common Stock (145) | Direct | |
| 2024-01-01 | Restricted Stock Units | $ | M | 531 | Disposed | Common Stock (531) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F2: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
F3: On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F4: On January 1, 2021, the reporting person was granted 635 RSUs, of which 211 shares vest on January 1, 2022 and 212 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F5: On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F6: On January 1, 2023, the reporting person was granted 1,595 RSUs, of which 531 shares vest on January 1, 2024 and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.