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Mechanics Bancorp — Director's Dealing 2023
Sep 13, 2023
31388_dirs_2023-09-12_cf0012d0-5d3f-42d9-90df-5604e225d11e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2023-09-03
Reporting Person: Novak Diane P (EVP, CHIEF RISK OFFICER)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4066 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (212) | Direct | ||
| Restricted Stock Units | $ | Common Stock (290) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1595) | Direct |
Footnotes
F1: On January 1, 2021, the reporting person was granted 635 Restricted Stock Units ("RSUs"), of which 211 shares vested on January 1, 2022, 212 shares vested on January 1, 2023 and 212 shares vest on January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F3: On January 1, 2022, the reporting person was granted 435 RSUs, of which 145 shares vested on January 1, 2023 and 145 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F4: On January 1, 2023, the reporting person was granted 1,595 RSUs, of which 531 shares vest on January 1, 2024 and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.