Mechanics Bancorp — Director's Dealing 2022

Jan 29, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2022-01-26

Reporting Person: Endresen William (EVP, Comm'l RE & Capital Pres.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-01-26	Common Stock	M	4200	—	Acquired	12085	Direct
2022-01-26	Common Stock	F	1023	$49.04	Disposed	11062	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-01-26	Performance Share Units	$0.0	M	4200	Disposed		Common Stock (4200.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	538.136	Indirect

Footnotes

F1: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.

F2: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

F3: Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 26, 2022.

F4: Each PSU represents a contingent right to receive one share of HomeStreet common stock.