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Mechanics Bancorp — Director's Dealing 2022
May 27, 2022
31388_dirs_2022-05-27_142c7878-fe08-4d1f-b9d8-8772ce3fcde1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2022-05-26
Reporting Person: Voss Don (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-26 | Common Stock | M | 6974 | — | Acquired | 13366 | Direct |
| 2022-05-26 | Common Stock | A | 270 | — | Acquired | 13636 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-26 | Restricted Stock Units | $ | M | 6974 | Disposed | Common Stock (6974.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: Represents shares issued upon vesting of Restricted Stock Units ("RSU") previously issued to the Reporting Person as director compensation. The Reporting Person had elected that these RSUs vest upon his retirement from the Board, which was effective on May 26, 2022.
F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F3: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.
F4: Mr. Voss is the sole trustee for the Voss Family Trust.
F5: RSUs previously issued under the director compensation policy which vested upon the reporting person's retirement from the Board of Directors, effective May 26, 2022.