Mechanics Bancorp — Director's Dealing 2021

Dec 8, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2021-12-03

Reporting Person: LEMON PAULETTE (EVP - Retail Banking Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-03	Common Stock	M	3229	$11	Acquired	13086.20	Direct
2021-12-03	Common Stock	F	1325	$49.93	Disposed	11761.20	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-03	Employee Stock Option (Right To Buy)	$11.0	M	3229	Disposed	2022-02-10	Common Stock (3229.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2401.226	Indirect

Footnotes

F1: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.

F2: On February 10, 2012, the reporting person was granted 9,688 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.