Mechanics Bancorp — Director's Dealing 2020

Jan 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2020-01-01

Reporting Person: KIRK GEORGE (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-01	Common Stock	M	4672	—	Acquired	24702.40	Direct
2020-01-08	Common Stock	A	223	—	Acquired	24925.40	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-01	Restricted Stock Units	$	M	4672	Disposed		Common Stock (4672.0)	Direct

Footnotes

F1: Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the Reporting Person as director compensation. The Reporting Person had elected that these RSUs vest on January 1, 2020.

F2: Stock issued based on Directors' compensation policy paid quarterly.

F3: 6,488.4 shares held jointly with Barbara Kirk, Mr. Kirk's spouse.

F4: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5: RSUs previously issued under the director compensation policy vested as of January 1, 2020.