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Mechanics Bancorp — Director's Dealing 2020
Jan 29, 2020
31388_dirs_2020-01-28_15f678fe-5e2c-4dc2-b65a-608efa0fa950.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2020-01-26
Reporting Person: MASON MARK K (Director, CEO, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-26 | Common Stock | M | 3015 | — | Acquired | 147379 | Direct |
| 2020-01-26 | Common Stock | F | 1328 | $32.46 | Disposed | 146051 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-26 | Restricted Stock Units | $ | M | 3015 | Disposed | Common Stock (3015.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 300 | Indirect |
Footnotes
F1: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F3: On January 26, 2017, the reporting person was granted 9,045 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F4: The reporting person's remaining RSUs includes 3,760 RSUs granted on March 8, 2017, which vest on March 8, 2020, 5,786 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 9,921 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.