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Mechanics Bancorp Director's Dealing 2020

Mar 14, 2020

31388_dirs_2020-03-13_b5b1b7b6-f58d-43a7-9870-52705b21a9fe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2020-03-13

Reporting Person: EDERER DAVID A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-13 Common Stock P 1586 $22.34 Acquired 7000 Indirect
2020-03-13 Common Stock P 100 $22.50 Acquired 600 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 36504.60 Direct
Common Stock 1000 Indirect
Common Stock 1000 Indirect

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 to $22.50, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: These shares are owned by the reporting person's spouse. Mr. Ederer disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F3: These shares are owned by reporting person's adult step-child, who does not share the reporting person's household; the reporting person's spouse shares the ability to control these shares, however both Mr. Ederer and his spouse disclaim any beneficial ownership of these shares except of any pecuniary interest they may have therein.

F4: Mr. Ederer is the sole trustee of the Lucas James Apple Trust dated 8/14/1992. Mr. Ederer disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F5: Mr. Ederer is the sole trustee of the Alicia Ruth Apple Trust dated 8/14/1992. Mr. Ederer disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.