Mechanics Bancorp — Director's Dealing 2020

May 28, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2020-05-21

Reporting Person: Hand Erik D (EVP, Mortgage Lending Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	303	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (1752.0)		Direct

Footnotes

F1: On March 28, 2019, the reporting person was granted 909 Restricted Stock Units ("RSU"), which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively, and on March 28, 2020, the reporting person was granted 1,146 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.