Mechanics Bancorp — Director's Dealing 2020

May 29, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2020-05-21

Reporting Person: EDERER DAVID A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-21	Common Stock	M	6503	—	Acquired	43007.60	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-21	Restricted Stock Units	$	M	6503	Disposed		Restricted Stock Units (6503.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1000	Indirect
Common Stock	1000	Indirect
Common Stock	600	Indirect
Common Stock	9781	Indirect

Footnotes

F1: Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the Reporting Person as director compensation. The Reporting Person had elected that these RSUs vest upon his departure from the Board, which was effective on May 21, 2020.

F2: Mr. Ederer is the sole trustee of the Lucas James Apple Trust dated 8/14/1992. Mr. Ederer disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F3: Mr. Ederer is the sole trustee of the Alicia Ruth Apple Trust dated 8/14/1992. Mr. Ederer disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F4: These shares are owned by the reporting person's spouse. Mr. Ederer disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F5: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6: RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective May 21, 2020.