Mechanics Bancorp — Director's Dealing 2020

Jun 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2020-06-05

Reporting Person: Ruh Mark R (EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-05	Common Stock	M	1361	—	Acquired	10633	Direct
2020-06-05	Common Stock	F	332	$26.40	Disposed	10301	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-05	Restricted Stock Units	$	M	1361	Disposed		Common Stock (1361.0)	Direct

Footnotes

F1: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 11, 2017.

F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3: On November 11, 2017, the reporting person was granted 4,083 RSUs, to vest incrementally in equal amounts on November 11, 2018, November 11, 2019, and November 11, 2020, respectively. The 1,361 RSUs remaining under this award vested upon Mr. Ruh's separation from the Company on June 5, 2020 pursuant to a Resignation and Release Agreement between the Company and Mr. Ruh dated February 27, 2020. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F4: All remaining RSUs were forfeited upon reporting person's termination date of June 5, 2020.