Mechanics Bancorp — Director's Dealing 2019

Feb 7, 2019

SEC Form 4/A — Form 4/A

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2018-01-29

Reporting Person: VAN AMEN DARRELL (EVP, Chief Investment Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-01-29	Restricted Stock Units	$	A	2448	Acquired		Common Stock (2448.0)	Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2: This amendment is being filed solely to correct the number of RSUs granted to Mr. van Amen on January 29, 2018. The subsequent Forms 4 filed for this reporting person on January 29, 2019 and January 31, 2019 included the correct number in the relevant disclosure.

F3: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4: As of January 29, 2018, the reporting person's remaining RSUs included 1,004 RSUs granted on January 28, 2016, which vest on January 28, 2019, 1,642 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively, and 2,448 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.