Mechanics Bancorp — Director's Dealing 2019

Mar 11, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2019-03-08

Reporting Person: ISEMAN JAY C (EVP - Chief Credit Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-08	Common Stock	M	1880	—	Acquired	50465	Direct
2019-03-08	Common Stock	F	493	$26.70	Disposed	49972	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-08	Restricted Stock Units	$	M	1880	Disposed		Common Stock (1880.0)	Direct

Footnotes

F1: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017.

F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4: The reporting person's remaining RSUs includes 710 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, and 1,340 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.