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Mechanics Bancorp Director's Dealing 2019

May 29, 2019

31388_dirs_2019-05-28_0131384a-b612-4c8a-8b90-c62b1765159e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2019-05-20

Reporting Person: TAYLOR PAMELA J (EVP - Human Resources Dir)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-20 Common Stock M 11624 $11 Acquired 37123.40 Direct
2019-05-20 Common Stock F 6208 $28.64 Disposed 30915.40 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-20 Employee Stock Option (Right To Buy) $11.0 M 11624 Disposed 2022-02-10 Common Stock (11624.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 891.796 Indirect

Footnotes

F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding taxes incurred upon the above-reported exercise of the option. The amount of shares withheld is based on the closing price on May 20, 2019.

F2: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.

F3: This option vested in three equal installments on February 10, 2013, 2014 and 2015.