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Mechanics Bancorp — Director's Dealing 2019
May 29, 2019
31388_dirs_2019-05-28_0131384a-b612-4c8a-8b90-c62b1765159e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2019-05-20
Reporting Person: TAYLOR PAMELA J (EVP - Human Resources Dir)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-20 | Common Stock | M | 11624 | $11 | Acquired | 37123.40 | Direct |
| 2019-05-20 | Common Stock | F | 6208 | $28.64 | Disposed | 30915.40 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-20 | Employee Stock Option (Right To Buy) | $11.0 | M | 11624 | Disposed | 2022-02-10 | Common Stock (11624.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 891.796 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding taxes incurred upon the above-reported exercise of the option. The amount of shares withheld is based on the closing price on May 20, 2019.
F2: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
F3: This option vested in three equal installments on February 10, 2013, 2014 and 2015.
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