Mechanics Bancorp — Director's Dealing 2019

Nov 15, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2019-11-12

Reporting Person: VAN AMEN DARRELL (EVP, Chief Investment Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-12	Common Stock	M	7500	$11	Acquired	46358	Direct
2019-11-12	Common Stock	M	2800	$2	Acquired	49158	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-12	Employment Stock Options (Right To Buy)	$11.0	M	7500	Disposed	2022-02-10	Common Stock (7500.0)	Direct
2019-11-12	Employment Stock Options (Right To Buy)	$2.0	M	2800	Disposed	2021-11-27	Common Stock (2800.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2000	Indirect
Common Stock	2286.696	Indirect

Footnotes

F1: Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of May 22, 2019.