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Mechanics Bancorp — Director's Dealing 2012
Jun 25, 2012
31388_dirs_2012-06-25_68ed5e38-a8b4-4ae3-b0a8-5741a19e4dc5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2012-02-10
Reporting Person: VAN AMEN DARRELL (SVP, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-10 | Common Stock | A | 1830 | $0.00 | Acquired | 1830 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-10 | Employee Stock Option (Right to Buy) | $44.00 | A | 5490 | Acquired | 2022-02-10 | Common Stock (5490) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 549.156 | Indirect |
Footnotes
F1: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering.
F2: Does not reflect a subsequent 2-for-1 forward stock split of the company's common stock on March 6, 2012.
F3: Participants in HomeStreet, Inc.'s Employee Stock Ownership Plan and Trust, or ESOP, have the authority to direct voting of shares they hold through the ESOP.
F4: The option vests in three equal installments on February 10, 2013, 2014 and 2015.