AI assistant
Mechanics Bancorp — Director's Dealing 2012
Feb 15, 2012
31388_dirs_2012-02-15_c8bb5789-fe2d-4b2e-bd55-818bfc7f1b6e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2012-02-10
Reporting Person: BENNION RICHARD W H (EVP - Res. Lending Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-10 | Common Stock | P | 1100 | $44.00 | Acquired | 3617.6 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9369.966 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option To Buy | $3.00 | 2020-11-19 | Common Stock (4000) | 0 | Direct |
Footnotes
F1: Participants in HomeStreet Inc.'s Employee Stock Ownership Plan, or ESOP, have the authority to direct voting of shares they hold through the ESOP only in certain circumstances.
F2: 50% of this option is vested as of the date of this filing, the remaining 50% vests as follows: (a) 25% on the earlier of the two year anniversary of the date of grant or the termination of certain regulatory orders pertaining to HomeStreet, Inc. and HomeStreet Bank, and (b) 25% on the three year anniversary of the date of grant.
F3: shares purchased in the directed share program of the initial public offering.