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Mechanics Bancorp — Director's Dealing 2012
Sep 21, 2012
31388_dirs_2012-09-21_85635328-2cd7-4e3f-9675-2137a8e3aadf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2012-09-07
Reporting Person: VAN AMEN DARRELL (EVP, Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-07 | Common Stock | A | 5000 | — | Acquired | 8660 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1143.351 | Indirect |
Footnotes
F1: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was valued on the grant date of September 7, 2012.
F2: In June 2012, the reporting person acquired 45.039 shares of HomeStreet, Inc. common stock under the HomeStreet, Inc. Employee Stock Ownership Plan pursuant to an annual distribution and diversification of plan shares.
F3: These shares were previously held in the HomeStreet Inc. Employee Stock Ownership Plan, which merged into the HomeStreet, Inc. 401(k) Savings Plan, or 401(k) Plan, on July 26, 2012. Participants in HomeStreet,Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through the 401(k) Plan.