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Mechanics Bancorp Director's Dealing 2012

Feb 10, 2012

31388_dirs_2012-02-10_ae95ce50-9ff4-4ea3-8bf6-385957ded289.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2012-02-10

Reporting Person: BENNION RICHARD W H (EVP - Res. Lending Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2517.60 Direct
Common Stock 9369.966 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option To Buy $3.00 2020-11-19 Common Stock (4000) Direct

Footnotes

F1: Participants in HomeStreet Inc.'s Employee Stock Ownership Plan, or ESOP, have the authority to direct voting of shares they hold through the ESOP only in certain circumstances.

F2: 50% of this option is vested as of the date of this filing, the remaining 50% vests as follows: (a) 25% on the earlier of the two year anniversary of the date of grant or the termination of certain regulatory orders pertaining to HomeStreet, Inc. and HomeStreet Bank, and (b) 25% on the three year anniversary of the date of grant.