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Mechanics Bancorp — Director's Dealing 2012
Sep 18, 2012
31388_dirs_2012-09-18_7681d98e-c218-49d5-9296-e0ad02dc9cd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2012-09-14
Reporting Person: LEMON PAULETTE (SVP - Retail Banking Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-14 | Common Stock | S | 1614 | $35.06 | Disposed | 385.60 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6700.616 | Indirect |
Footnotes
F1: Since the date of the reporting person's last ownership report, the reporting person has disposed of 2,233.538 shares held in the Employee Stock Ownership Plan pursuant to a diversification election made under the Internal Revenue Code.
F2: These shares were previously held in the HomeStreet Inc. Employee Stock Ownership Plan, which merged into the HomeStreet, Inc. 401(k) Savings Plan, or 401(k) Plan, on July 26, 2012. Participants in HomeStreet, Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through the 401(k) Plan.