Mechanics Bancorp — Director's Dealing 2012

Feb 10, 2012

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2012-02-10

Reporting Person: WILLIAMS KATHRYN ANNE (SVP - Comm Relations Dir)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	51297.200	Direct
Common Stock	7626.849	Indirect
Common Stock	547.1	Indirect
Common Stock	4000	Indirect
Common Stock	20440.800	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option To Buy	$3.00	2020-11-19	Common Stock (1200)		Direct

Footnotes

F1: Participants in HomeStreet, Inc.'s Employee Stock Ownership Plan, or ESOP, have the authority to direct voting of shares they hold through the ESOP only in certain circumstances.

F2: 50% of this option is vested as of the date of this filing, the remaining 50% vests as follows: (a) 25% on the earlier of the two year anniversary of the date of grant or the termination of certain regulatory orders pertaining to HomeStreet, Inc. and HomeStreet Bank, and (b) 25% on the three year anniversary of the date of grant.

F3: Ms. Williams is the trustee for the Andrew Alvaro Mullins-Williams Trust

F4: Ms. Williams is the trustee for the Mullins-Williams Children's Trust.