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Mechanics Bancorp — Director's Dealing 2012
Feb 17, 2012
31388_dirs_2012-02-17_0a11cd92-1823-4f70-8f02-54a1014fd25f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2012-02-14
Reporting Person: WILLIAMS KATHRYN ANNE (SVP - Comm Relations Dir)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-15 | Common Stock | A | 484 | — | Acquired | 51781.2 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-15 | Employee Stock Option (Right To Buy) | $44.00 | A | 1453 | Acquired | 2022-02-15 | Common Stock (1453) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7626.849 | Indirect |
| Common Stock | 547.1 | Indirect |
| Common Stock | 4000 | Indirect |
| Common Stock | 20440.800 | Indirect |
Footnotes
F1: Participants in HomeStreet, Inc.'s Employee Stock Ownership Plan, or ESOP, have the authority to direct voting of shares they hold through the ESOP only in certain circumstances.
F2: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering.
F3: Ms. Williams is the trustee for the Andrew Alvaro Mullins-Williams Trust
F4: Ms. Williams is the trustee for the Mullins-Williams Children's Trust.
F5: The option vests in three equal installments on February 15, 2013, 2014 and 2015.