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Mechanics Bancorp Director's Dealing 2012

Feb 17, 2012

31388_dirs_2012-02-17_0a11cd92-1823-4f70-8f02-54a1014fd25f.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2012-02-14

Reporting Person: WILLIAMS KATHRYN ANNE (SVP - Comm Relations Dir)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-02-15 Common Stock A 484 Acquired 51781.2 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-02-15 Employee Stock Option (Right To Buy) $44.00 A 1453 Acquired 2022-02-15 Common Stock (1453) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7626.849 Indirect
Common Stock 547.1 Indirect
Common Stock 4000 Indirect
Common Stock 20440.800 Indirect

Footnotes

F1: Participants in HomeStreet, Inc.'s Employee Stock Ownership Plan, or ESOP, have the authority to direct voting of shares they hold through the ESOP only in certain circumstances.

F2: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering.

F3: Ms. Williams is the trustee for the Andrew Alvaro Mullins-Williams Trust

F4: Ms. Williams is the trustee for the Mullins-Williams Children's Trust.

F5: The option vests in three equal installments on February 15, 2013, 2014 and 2015.