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Mechanics Bancorp Director's Dealing 2012

Oct 5, 2012

31388_dirs_2012-10-05_c69ab55f-ec7b-43ec-a485-02b5fb70e430.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2012-09-06

Reporting Person: WILLIAMS BRUCE W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-09-06 Common Stock S 1700 $36.52 Disposed 14763.20 Indirect
2012-09-13 Common Stock S 1416 $35.02 Disposed 13347.20 Indirect
2012-09-14 Common Stock S 13347 $35.07 Disposed 0.2000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 83206.80 Direct
Common Stock 15773.60 Direct
Common Stock 9626.322 Indirect
Common Stock 94064 Indirect
Common Stock 1094.20 Indirect
Common Stock 80038.40 Indirect
Common Stock 80036.80 Indirect
Common Stock 27640.80 Indirect
Common Stock 27640.80 Indirect
Common Stock 375.20 Indirect
Common Stock 78227.20 Indirect
Common Stock 0.60 Indirect

Footnotes

F1: Held individually by Gro A. Buer, Mr Williams's spouse. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F2: Held jointly with Gro A. Buer, Mr Williams's spouse.

F3: These shares were previously held in the HomeStreet Inc. Employee Stock Ownership Plan, which merged into the HomeStreet, Inc. 401(k) Savings Plan, or 401(k) Plan, on July 26, 2012. Participants in HomeStreet, Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through the 401(k) Plan.

F4: Mr. Williams is the co-trustee with Gro A. Buer for the Marina S. Williams Trust dated 12/25/95. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F5: Mr. Williams is the sole trustee for the Marina S. Williams Trust dated 12/23/03. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F6: Mr. Williams is the executor of the estate of Walter B. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F7: Mr. Williams is the executor of the estate of Marie W. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F8: Mr. Williams is the sole trustee of the Karen M. Zimmerman Trust dated 12/22/2000. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F9: Mr. Williams is the sole trustee of the Steven W. Zimmerman Trust dated 12/22/2000. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F10: Mr. Williams is the sole trustee for the Andrew Alvaro Mullins-Williams Trust dated 11/29/2005. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F11: Mr. Williams is the sole trustee of the Myers Irrevocable Trust #1 dated 8/5/1994. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

F12: Mr. Williams is the sole trustee of the Walter B. Williams Interim Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.