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Mechanics Bancorp — Director's Dealing 2012
Feb 22, 2012
31388_dirs_2012-02-22_6e970385-8c82-4567-930c-70ac9516ae40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2012-02-15
Reporting Person: WILLIAMS BRUCE W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-15 | Common Stock | A | 425 | $0.00 | Acquired | 41565.4 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7886.8 | Direct |
| Common Stock | 4813.161 | Indirect |
| Common Stock | 47032 | Indirect |
| Common Stock | 547.1 | Indirect |
| Common Stock | 40019.2 | Indirect |
| Common Stock | 40018.4 | Indirect |
| Common Stock | 8042.8 | Indirect |
| Common Stock | 13820.4 | Indirect |
| Common Stock | 13820.4 | Indirect |
| Common Stock | 187.6 | Indirect |
| Common Stock | 39113.6 | Indirect |
Footnotes
F1: Restricted stock award vests in three equal installments on February 15, 2013, 2014 and 2015.
F2: Held jointly with Gro A. Buer, Mr Williams's spouse.
F3: Participants in HomeStreet, Inc.'s Employee Stock Ownership Plan, or ESOP, have the authority to direct voting of shares they hold through the ESOP only in certain circumstances.
F4: Mr. Williams is the co-trustee with Gro A.Buer for the Marina S. Williams Trust dated 12/25/95. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F5: Mr. Williams is the sole trustee for the Marina S. Williams Trust dated 12/23/03. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F6: Mr. Williams is the executor of the estate of Walter B. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F7: Mr. Williams is the executor of the estate of Marie W. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F8: Mr. Williams is the sole trustee of the Walter B. Williams Interim Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F9: Mr. Williams is the sole trustee of the 2000 Karen M. Zimmerman Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F10: Mr. Williams is the sole trustee of the Steven W. Zimmerman Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F11: Mr. Williams is the sole trustee for the Andrew Alvaro Mullins-Williams 2005 Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F12: Mr. Williams is the sole trustee of the Myers Irrevocable Trust #1. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.