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MCCORMICK & CO INC — Director's Dealing 2020
Mar 17, 2020
30330_dirs_2020-03-17_e269b846-70c3-4010-98fe-78907d9cefe7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MCCORMICK & CO INC (MKC)
CIK: 0000063754
Period of Report: 2020-03-15
Reporting Person: Kurzius Lawrence Erik (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-15 | Common Stock - Voting | M | 286 | — | Acquired | 88263 | Direct |
| 2020-03-15 | Common Stock - Voting | M | 4250 | — | Acquired | 92513 | Direct |
| 2020-03-15 | Common Stock - Voting | F | 1953 | $132.835 | Disposed | 90560 | Direct |
| 2020-03-15 | Common Stock - Voting | M | 3497 | — | Acquired | 94057 | Direct |
| 2020-03-15 | Common Stock - Voting | F | 1607 | $132.835 | Disposed | 92450 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-15 | Restricted Stock Units | $ | M | 286 | Disposed | Common Stock - Voting (286) | Direct | |
| 2020-03-15 | Restricted Stock Units | $ | M | 4250 | Disposed | Common Stock - Voting (4250) | Direct | |
| 2020-03-15 | Restricted Stock Units | $ | M | 3497 | Disposed | Common Stock - Voting (3497) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - Voting | 12500 | Indirect |
| Common Stock - Voting | 7227.7476 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock - Voting (0) | 14429.3715 | Indirect |
Footnotes
F1: Subject to deferred receipt.
F2: Restricted Stock Units; no purchase price required.
F3: Number reflects shares held under McCormick's 401(k) Plan since the date of the reporting person's last ownership report.
F4: Each share of Phantom Stock represents the right to receive one share of Common Stock-Voting. Shares of Phantom Stock are payable in shares of Common Stock-Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.
F5: The Restricted Stock Units vest in thirds over a three year period beginning on March 15, 2018, March 15, 2019 and March 15, 2020.
F6: Restricted Stock Units granted on March 29, 2017.
F7: The Restricted Stock Units vest in thirds over a three year period beginning on March 15, 2019, March 15, 2020 and March 15, 2121.
F8: Restricted Stock Units granted on March 28, 2018.
F9: The Restricted Stock Units vest in thirds over a three year period beginning on March 15, 2020, March 15, 2021 and March 15, 2022
F10: Restricted Stock Units granted on March 27, 2019.