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MC MINING LIMITED Major Shareholding Notification 2009

Nov 5, 2009

48758_rns_2009-11-05_1fced908-3b9f-4755-802a-9f2c08e7514b.pdf

Major Shareholding Notification

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Corporations Law Section 671B

Form 604

Notice of change of interests of substantial holder

To
Company Name/Scheme
Coal Of Africa Limited (Formerly GVM Metals Limited)
ACN/ARSN
1.
Details of substantial holder (1)
Name M&G Investment Funds (3)
M&G Investment Management Limited
M&G Limited
M&G Group Limited
Prudential plc
ACN/ARSN (if applicable)
There was a change in the interests 03 November 2009
of the substantial holder on
The previous notice was given to the 12 February 2009
company on
The previous notice was dated 12 February 2009

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of Security (4) Previous Notice Previous Notice Present Notice Present Notice
Person’s votes Voting Power (5) Person’s votes Voting Power (5)
Ordinary 41,181,022
10.01%
53,147,189
11.21%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant
interest changed
Nature of
change (6)
Consideration given in
relation to change (7)
Class and number of
securities affected
Person’s votes
affected
M&G Investment
Funds (3)
M&G Investment
Management
Limited
M&G Limited
M&G Group
Limited
Prudentialplc
NOTIFICATION REQUIRED DUE TO THE
PLACING OF NEW SHARES

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder
Nature of relevant interest Class and number
of securities
M&G Investment Funds
(3)
M&G Investment
Management Limited
M&G Limited
M&G Group Limited
Prudential plc
Nortrust Noms
Ltd A/C MKK01
Nortrust
Noms Ltd A/C
MKK01
Power to
exercise or
control the
exercise of, a
right to vote
attached to the
securities
Power to

45,500,000
M&G Investment
Management Limited,
M&G Limited,
M&G Group Limited,
Prudential plc
PRUCLT HSBC
GIS NOM(UK)
PPL AC
PRUCLT HSBC
GIS NOM(UK)
PPL AC
dispose of, or
control the
exercise of a
power to
dispose of, the
securities

7,647,189

Freehills Melbourne ASIC00603\003811236

5. Changes in association

The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and CAN/ARSN (if applicable) Name and CAN/ARSN (if applicable) Nature of association
M&G Investment Funds (3) An Open Ended Investment Company (Separate Legal
Entity, not within the Prudential plc group of
companies), the assets are managed by M&G Investment
Management Limited, which is a wholely owned
subsidiary of Prudential Plc, as are M&G Limited and
M&G Group Limited and as such these companies are
included within this notice.
Since the previous notice there has been no change in
overall ownership structure of the assets.
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
M&G Investment Funds(3) Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Management Laurence Pountney Hill, London EC4R 0HH, England
Limited
M&G Limited Laurence Pountney Hill, London EC4R 0HH, England
M&G Group Limited Laurence Pountney Hill, London EC4R 0HH, England
Prudential plc Laurence Pountney Hill, London EC4R 0HH, England
Nortrust Nominees The Northern Trust Company, 50 Bank Street, Canary
Wharf, London E14 5NQ, England
�����������������
Signature
print name Dipesh Varsani capacityNotifiables Administrator
sign here Dipesh Varsani date05 November 2009

Freehills Melbourne ASIC00603\003811236

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Law.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Law.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Annex 1: Transactions 12 February 2009 to 03 November 2009

Holder of relevant
interest
Date of acquisition Consideration (9) Consideration (9) Class and number of
securities
Cash Non-cash Ord NPV
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited, Prudential plc
(PRUCLT HSBC GIS NOM(UK) PPL AC)
04-Mar-2009
06-Mar-2009
09-Mar-2009
03-Nov-2009
5,577.75
6,767.47
7,331.42
475,000.00
15,420
18,504
20,046
500,000
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited, Prudential plc
(NORTRUST NOMINEE LTD A/C MKK01)
04-Mar-2009
06-Mar-2009
09-Mar-2009
21-May-2009
21-May-2009
03-Nov-2009
12,508.35
15,176.33
16,441.03
77,656.00
560,237.09
9,975,000.00
34,580
41,496
44,954
100,000
691,167
10,500,000

Freehills Melbourne ASIC00603\003811236

Freehills Melbourne ASIC00603\003811236