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MBIA INC — Director's Dealing 2011
Jul 19, 2011
33087_dirs_2011-07-19_4d62c9a6-0ae8-4bc7-a87a-2ae9c212d55f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MBIA INC (MBI)
CIK: 0000814585
Period of Report: 2011-07-13
Reporting Person: McKiernan Anthony (MD and CRO, MBIA Ins. Corp.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 64458 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $52.81 | 2012-02-07 | Common Stock (1500) | Direct | |
| Employee Stock Options (right to buy) | $36.72 | 2012-10-07 | Common Stock (5000) | Direct | |
| Employee Stock Options (right to buy) | $36.69 | 2013-02-12 | Common Stock (1250) | Direct | |
| Employee Stock Options (right to buy) | $64.84 | 2014-02-10 | Common Stock (1500) | Direct | |
| Employee Stock Options (right to buy) | $4.02 | 2016-02-12 | Common Stock (50000) | Direct | |
| Employee Stock Options (right to buy) | $5.05 | 2017-03-04 | Common Stock (150000) | Direct |
Footnotes
F1: Shares acquired prior to status as Reporting Person including a) 3,426 shares held in the Reporting Person's account; b) 8,000 shares of restricted stock granted at $15.00 per share and vesting entirely in March 2013, 12,100 shares of restricted stock granted at $4.02 per share and vesting entirely in February 2014, and 33,500 shares of restricted stock granted at $10.48 per share and vesting entirely in March 2016; c) 2,432 shares held in employee 401(k) plan; and d) 5,000 shares held in non-qualified defined contribution retirement plan.
F2: Options granted prior to status as Reporting Person.