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Mayville Engineering Company, Inc. — Director's Dealing 2021
Mar 2, 2021
33403_dirs_2021-03-02_dab9fcc1-8a90-45f0-bdd5-5c01a558465d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mayville Engineering Company, Inc. (MEC)
CIK: 0001766368
Period of Report: 2021-02-27
Reporting Person: Kamphuis Robert D (Director, Chairman, Pres. & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-27 | Common Stock | M | 73947 | — | Acquired | 301742 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-27 | Restricted Stock Units | $0 | M | 73947 | Disposed | Common Stock (73947) | Direct | |
| 2021-02-28 | Restricted Stock Units | $0 | A | 81371 | Acquired | Common Stock (81371) | Direct | |
| 2021-02-28 | Stock Option (right to buy) | $14.01 | A | 164503 | Acquired | 2031-02-28 | Common Stock (164503) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 80031 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (27795) | 27794 | Direct | |
| Stock Option (right to buy) | $7.12 | 2030-02-27 | Common Stock (370775) | 370775 | Direct |
| Stock Option (right to buy) | $17 | 2029-05-08 | Common Stock (155684) | 155684 | Direct |
Footnotes
F1: Reflects the most recent ESOP and 401(k) balance.
F2: The restricted stock units will vest 50% on each of February 27, 2021 and February 27, 2022.
F3: The restricted stock units will vest 50% on each of February 28, 2022 and February 28, 2023.
F4: The options will vest 50% on each of February 28, 2022 and February 28, 2023.
F5: The restricted stock units will vest 50% on each of May 8, 2020 and May 8, 2021.
F6: The options will vest 50% on each of February 27, 2021 and February 27, 2022.
F7: The options will vest 50% on each of May 8, 2020 and May 8, 2021.