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MAYNE PHARMA GROUP LIMITED — Major Shareholding Notification 2017
Apr 10, 2017
65396_rns_2017-04-10_81796fb8-4fdd-4b42-ae31-ab835fb9227a.pdf
Major Shareholding Notification
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603 page 1/3 15 July 2001
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder MAYNE PHARMA GROUP LIMITED To Company Name/Schene 115 832 963 ACN/ARSN 1. Details of substantial holder (1) YARRA CAPITAL MANAGEMENT HOLDINGS PTY LTD ACN 614 782 795 (YCMH); YARRA Name MANAGEMENT NOMINEES PTY LTD ACN 616 681 068 (YMN); AA AUSTRALIA FINCO PTY LTD ACN 614 781 172 (FINCO); TA SP AUSTRALIA TOPCO PTY LTD ACN 612 486 452 (TOPCO); TA UNIVERSAL INVESTMENT HOLDINGS LTD (UNIVERSAL) ACN/ARSN (if applicable) See above The holder became a substantial holder on 10/04/2017 2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the subsantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes(5) |
Voting power (6) |
|---|---|---|---|
| Ordinary Fully Paid Shares | 79,169,806 | 79,169,806 _________ |
5.2589% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a subdantial holderare as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| NCMH | Relevant interest pursuant to s608(3)(b) of the Corporations Act (CA), being a relevant interest held through a body corporate (Yarra Funds Management Limited ACN 005 885 567 (YFM)) that YCMH controis |
Ordinary Fully Paid Shares / 79,169,806 |
| YMN | Relevant interest pursuant to s608(3)(a) of the CA, being a relevant interest held through a body corporate (YCMH) in which YMN's voting power is more than 20% |
Ordinary Fully Paid Shares / 79,169,806 |
| FINCO | Relevant interest pursuant to s608(3)(a) of the CA, being a relevant interest held through a body corporate (YCMH) in which FINCO's voting power is more than 20% |
Ordinary Fully Paid Shares / 79,169,806 |
| TOPCO | Relevant interest pursuant to s608(3)(b) of the CA, being a relevant interest held through a body corporate (FINCO) that TOPCO controls |
Ordinary Fully Paid Shares / 79,169,806 |
| UNIVERSAL | Relevant interest pursuant to s608(3)(b) of the CA, being a relevant interest held through a body corporate (TOPCO) that UNIVERSAL controls |
Ordinary Fully Paid Shares / 79,169,806 |
Fax
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4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph3 above are as follows:
| Holder of relevant interest | Registeredholder of securities | Person entitled to be registered as holder (B) |
Cass and number of secutties |
|---|---|---|---|
| All substantial holders named in 1 above |
HSBC Custody Nominees (Australia) Limited; UBS Nominees Pty Ltd |
YFM as the responsible entity for a range of managed investment schemes |
Ordinary Fully Paid Shares $/$ 11,272,827 |
| All substantial holders named in 1 above |
JP Morgan Chase Bank NA; State Street Australia Limited; National Australia Bank Asset Servicing; National Nominees Limited; Invia Custodian Pty Limited; BNP Paribas Securities Services; Citigroup Pty Limited.; Northern Trust Company. |
Various Clients of YFM |
Ordinary Fully Paid Shares / 67,896,979 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph3 above and acquired in the four months prior to the day that the substantial holder becare a subsantial holder is as follows:
| Holder of relevant interest | Date of acquaition | Consideration (9) | Class and number of seculties |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| YCMH | Refer to Attachment A | |||
| YMN | Refer to Attachment A | |||
| FINCO | Refer to Attachment A | |||
| TOPCO | Refer to Attachment A | |||
| UNIVERSAL | Refer to Attachment A |
6. Associates
The reasons the persons named in paragraph3 above are associates of the substantial holder are as follows:
| Narma and ACN/ARSN (if applicable) AREA AND ANNOUNCEMENT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF THE REPORT OF T |
_________ ---------------------------- Nature of assocation |
|---|---|
| N/A | APPEALMENT APPROXIMATION CONTINUES. |
| BARRASS WEIGHT AND ARREST WAS SERVED FOR THE CON- | . www.communication.com/www.communication.com/ |
7. Addresses
The addesses of persons named in this form are as follows:
| Narne | Address |
|---|---|
| MCMH | LEVEL 19, 101 COLLINS STREET, MELBOURNE VICTORIA 3000 |
| MMN | LEVEL 19, 101 COLLINS STREET, MELBOURNE VICTORIA 3000 |
| FINCO | 58 GIPPS STREET, COLLINGWOOD VICTORIA 3066 |
| іторсо | 58 GIPPS STREET, COLLINGWOOD VICTORIA 3066 |
| UNIVERSAL | 3RD FLOOR, DEVONSHIRE HOUSE 1 MAYFAIR PLACE, LONDON W1J 8AJ, UNITED KINGDOM |
Signature
print name BARRY WHITEHEAD
capadty COMPANY SECRETARY OF YFM
sign here
date 11 / 04 / 17
$\mathcal{L}_{\mathcal{A}}$
g
LOOZ Ainrist CAC abled
ATTACHMENT A
Form 603 - Notice of Initial Substantial Holder
Consideration
The consideration pad for each relevant interest referred to inpasgraph3 above and acquired in the form of the the distribution became
a substantial holderis as follows:
| 359,834 | Ordinary Fully Paid Shares | 죨 | 51.3717 | Purchased on Market | 10/04/2012 |
|---|---|---|---|---|---|
| 105,578 | Ordinary Fully Pald Shares | E | SZ232 | Purchased on Market | T/04/2017 |
| 308,202 | Crainary Fully Pala Sharam Ordinary Fully Paid Shares |
IΞ | \$13718 | Purchased on Market | 7/04/2017 |
| 14,960 38,441 |
Ordinary Fully Paid Shares | $\Xi$ 痉 |
SSL4250 35.4136 |
Sold on Market Sold on Market |
29/03/2017 29/03/2017 |
| 50,688 | Ordinary Fully Paid Shares | 좊 | 6586.13 | Sold on Market | 28/03/2017 |
| 000'005 | Ordinary Fully Patd Shares | l≧ | 57.2875 | Purchased on Market | 21/03/2017 |
| BEL 28 | Ordinary Fully Paid Shares | ΙΞ | 21.2834 | Purchased on Market | 21/03/2017 |
| TZ6'00T | Ordinary Fully Paid Shares | '르 | 51.2681 | Sold on Market | ZTOZ/ED/TZ |
| 1026 | Ordinary Fully Paid Shares | ≧ | 11257 | Sold on Market | 20/03/2017 |
| ामध | Ordinary Fully Pald Shares | Ë | 1.2601 | Sold on Market | 20/03/2017 |
| 1379 | Ordinary Fully Paid Shares | lΞ | \$1.2781 | Sold on Market | 17/03/2017 |
| 1,083 | Ordinary Fully Paid Shares | Ξ | OOBZT5 | Sold on Market | LT02/E0/Z1 |
| 4,552 | Ordinary Fully Paid Shares | 旨 | 23.2955 | Sold on Market | 16/03/2017 |
| 77,914 | Ordinary Fully Paid Shares | 즐 | 900ETS | Sold on Market | 702/ED/01 |
| 2,373,237 | Ordinary Fully Pald Shares | ≣ | $\leq$ | Keduction draft to change in cilent investment mendete |
2/03/2017 |
| 435,547 | Ordinary Fully Pald Shares | ZZ96 TS | Purchased on Market | 1102/80/4 | |
| 2,454 | Ordinary Fully Pald Shares | 21.3600. | Sold on Market | 7/03/2017 | |
| $\frac{102}{745}$ | Ordinary Fully Paid Shares | 족 | S1486 | Sold on Market | Z/C3/2017 |
| )မှာ ခြ |
Ordinary Fully Pald Shares | $\bar{\Xi}$ | 51.4462 | Sold on Market | 2/03/2017 |
| 95,204 | Ordinary Fully Pard Shares | 51.4750 | irchased on Market | 24/02/2017 | |
| STETT | Ordinary Fully Paid Sheres Ordinary Fully Paid Sheres Ordinary Fully Paid Shares |
i≧ ≧. |
S1.4502 | Sold on Market | 22/02/2017 |
| 49,392 | \$1.3888 | Sold on Market | 1102/2017 | ||
| 1,363,211 | Ordinary Fully Pald Shares | ē | $\frac{1}{21.4150}$ | Purchased on Market Purchased on Market |
L5/2017 15/2017 |
| 27.872 S. |
Ordinary Fully Paid Shares Ordinary Fully Paid Shares |
좊 Ι≦ |
$\frac{51.4020}{5}$ SLOP.ES |
Putchased on Market | 15/02/2017 12/02/2017 |
| 250,000 | Ordinary Fully Pate Shares | ≧ | S1.4250 | Porchased on Market | 74/02/2012 |
| 750,000 | Ordinary Fully Paid Shares | Ξ | 21.4233 | Purchased on Market | 74/2017017 |
| 286,117 | Ordinary Fully Pald Shares | 즢 | 51.4229 | Purchased on Market | 74/02/2017 |
| 18,529 | Ordinary Fully Paid Shares | $\tilde{\Xi}$ | \$1,4200 | Trichased on Rankers | ZTOZ/ZO/ET |
| 111 009 | Ordinary Fully Pald Shares | ≧ | ELAO73 | Purchased on Market | 4TOZ/ZO/ET |
| 1,846,757 | Ordinary Fully Paid Shares | 좊 | 150715 | Purchased on Market | ZIOZ/ZO/ET |
| 277,221 | Ordinary Fully Paid Shares | 즢 | 22.4222 | Purchased on Market | 4102/20/01 |
| 1,033,825 | Ordinary Fully Peld Shares | Ξ | 21.4175 | Purchased on Market | 2002/2017 |
| 1,000,000 489,265 |
Ordinary Fully Paid Shares Ordinary Fully Paid Shares |
플 | 51.3875 Salidoo |
Purchased on Market | 102/2012 |
| 1,744,062 | Ordinary Fully Pald Shares | 参加 즐 |
21.387.12 | Purchased on Market Purchased on Market |
102/2017 |
| 621 T35 | Ordinary Fully Patd Shares | $\tilde{\Xi}$ | 8882.28 | Purchased on Market | 2/02/2017 s/cz/zo/2 |
| 4,074,932 | Ordinary Fully Patd Shares | 즐 | \$1.2675 | Purchassed on Market | 2/02/2017 |
| $\frac{344,440}{25}$ | Ordinary Fully Patd Shares | 즢 | 0537150 | Purchased on Market | 7/02/2017 |
| T.034 | Ordinary Fully Paid Shares | Ξ. | OSSZ"IS | Sold on Market | 7/02/2017 |
| TBS 7 | Ordinary Fully Paid Shares | 漥 | 21.2850 | Sold on Market Į |
02/2017 |
| 601,350 | Ordinary Fully Pold Shares | $\widetilde{\Xi}$ | 628275 | Sold on Market | ctoz/zo/9 |
| 484,714 | Ordinary Fully Paid Shares | 졸 | 51.2775 | urchased on Market | 3/02/2017 |
| 38 | Ordinary Fully Paid Shares | 즢 | 21.2575 | Sold on Market | 21/07/2017 |
| $\frac{1}{2}$ ا الأ |
Ordinary Fully Pald Shares Ordinary Fully Paid Shares |
$\Xi$ 즐 |
058215 ST.Z575 |
Sold on Market Sold on Market |
27/01/2017 24/02/2017 |
| 38.244 | Ordinary Fully Paid Shares | 죌 | 51.2850 | Purchased on Market | Z102/10/12 |
| 34.073 | Ordinary Fully Paid Shares | ≦ | 31.2650 | Purchased on Market | ZTOZ/TO/6T |
| 412,309 | cepted Kully Paperstand | $\overline{\Xi}$ | 6572459 | Purchased on Market | Z102/TO/ZT |
| 597.369 | on ecquisition of YFM by YCMH | 2701/2017 | |||
| Relevent interests held by YONH | |||||
| Number | Class | Non-cash | Cash | Iransaction Type | Acquisition |
| Class and number of Securities | Consideration | Date of | |||