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MAYNE PHARMA GROUP LIMITED Major Shareholding Notification 2017
65396_rns_2017-05-02_3a894fcc-01b1-4b9c-ae47-996a6ab9bf9f.pdf
Major Shareholding Notification
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FACSIMILE TRANSMISSION
| To: | Company Announcemente |
From: | Investors Mutual Ltd |
|---|---|---|---|
| Company: | ASX | ||
| Fax: | 1300 638 135 ' |
Fax: | (02) 9232 7511 |
| lot Page |
Pages Und. CoversheeO 8 |
, ,3 Date; |
May 2017 |
| Subject | - St tantial of Form Notice Holder 603 Initial |
To whom It may concern,
Please find enclosed the above notice regarding Investors Mutual Umbd shareholding in Mayne Pharma Group Umibed.
Should you require any further Wormdon, please call on the number below.
Kind regards,
1"ves\$ors Mutual Umlid Direct phone (02) 8224 0500
603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Mayne Pharma Group Limited | |
|---|---|---|
| ACN/ARSN | 76 115 832 963 | |
| 1. Details of substantial holder (1) Name |
Investors Mutual Limited | |
| ACN/ARSN (if applicable) | 78 030 752 | |
The holder became a substantial holder on 02/05/2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting Interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) In on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary Shares | 78.764.139 | 78.764.139 | 5.23% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Annexure 1 | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant Interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Annexure 2 | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant Interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure 3 | ||||
| ___ |
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Annexure 4 | |
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- $\boldsymbol{\varnothing}$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $\left(3\right)$ See the definition of "relevant Interest" in sections 608 and 6718(?) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant $(5)$ interest in.
- $[6] \centering% \includegraphics[width=0.9\columnwidth]{figures/fig_0.pdf} \caption{A graph $\Omega$ (Different Zipfian Parameter $\Omega$ values)} \label{fig:1}$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $\left( 7\right)$ Include details of:
- any relevant agreement or other circumstances by which the relevant Interest was acquired. If subsection 671B(4) applies, a copy of any document setting out (a) the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $b$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001,
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $^{(6)}$
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details m $(9)$ Included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
$\frac{1}{2} \frac{1}{2} \frac{1}{2} \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \frac{1}{2} \right) \left( \$
$\mathcal{A} \subset \mathcal{A}$ .
$\sim$
Investors Mutual Limited ACN/ARSN:
Annexure 1 of page 1
3. Details of relevant interests
| Holder of relevant interest | Nature of relevant interest | Class - Ordinary |
|---|---|---|
| Investors Mutual Limited | Ability to influence the voting and disposal of shares |
2,670,000 |
| Investors Mutual Limited | Ability to Influence the voting and disposal of shares |
7,200,000 |
| Investors Mutual Limited | Ability to influence the voting and disposal of shares |
14,056,950 |
| Investors Mutual Limited | Ability to influence the voting and disposal of shares |
2,551,910 |
| Aurora Investment Management Pty Ltd (Aurora) |
Aurora holds over 20% of the voting power in IML |
51,456,782 |
| Pacific Current Group Limited |
Owns 100% of the shares lin Aurora |
As above |
$\hat{\mathcal{A}}$
Investors Mutual Limited ACN/ ARSN: 078 030 752
Annexure 2 of page 1
4. Details of Present Registered Holders
| Holder of relevant Interest |
Registered holder of isecurities |
Person entitled to be registered as holder |
Class - Ordinary |
|---|---|---|---|
| Investors Mutual Limited |
Sandhurst Trustees Ltd - IMSAN |
Investors Mutual Ltd | 2,670,000 |
| Investors Mutual Limited |
Citicorp Nominees - IMCF14 |
Investors Mutual Ltd | 7,200,000 |
| Investors Mutual Limited |
J P Morgan - State Super - IMSSAT IMSSHG |
Investors Mutual Ltd | 14,056,950 |
| Investors Mutual Limited |
State Street - IMBQHG IMBQAT IMBQ8E |
Investors Mutual Limited |
2,551,910 |
| Aurora Investment Management Pty Ltd (Aurora) |
RBC Global Services Australia Pty Ltd |
Investors Mutual Ltd | 51,456,782 |
| Pacific Current Group Limited |
RBC Global Services Australia Pty Ltd |
Investors Mutual Ltd | As above |
$\hat{\mathcal{A}}$
Investors Mutual Limited ACN/ARSN: 078 030 752
Annexure 3 of page 1
5. Consideration
×
$\hat{\mathcal{A}}$
| Person whose relevant Interest changed |
Date of acquisition | Consideration | Ordinary Units | |
|---|---|---|---|---|
| Cash | Non Cash | |||
| Investors Mutual Limited | 1-Feb-17 | \$16,456.70 | 13,000.00 | |
| Investors Mutual Limited | $1-Feb-17$ | \$322,804.50 | 255,000.00 | |
| Investors Mutual Limited | 1-Feb-17 | \$132,919.50 | 105,000.00 | |
| Investors Mutual Limited | 1-Feb-17 | \$63,295.00 | 50,000.00 | |
| Investors Mutual Limited | 1-Feb-17 | \$341,793.00 | 270,000.00 | |
| Investors Mutual Limited | 1-Feb-17 | \$470,837.58 | 371,939.00 | |
| Investors Mutual Limited | 1-Feb-17 | \$221,532.50 | 175,000.00 | |
| Investors Mutual Limited | 1-Feb-17 | \$628,250.00 | 500,000.00 | |
| Investors Mutual Limited | 2-Feb-17 | \$277,383.96 | 220,146.00 | |
| Investors Mutual Limited | 3-Feb-17 | \$57,186.00 | 45,000.00 | |
| Investors Mutual Limited | 3-Feb-17 | \$279,334.00 | 220,000.00 | |
| Investors Mutual Limited | 3-Feb-17 | \$69,277.66 | 54,515.00 | |
| Investors Mutual Limited | 3-Feb-17 | \$508,312.38 | 399,994.00 | |
| Investors Mutual Limited | $6$ -Feb-17 | \$25,580.00 | 20,000.00 | |
| Investors Mutual Limited | 6-Feb-17 | \$21,743.00 | 17,000.00 | |
| Investors Mutual Limited | 6-Feb-17 | \$127,900.00 | 100,000.00 | |
| Investors Mutual Limited | 6-Feb-17 | \$223,825.00 | 175,000.00 | |
| Investors Mutual Limited | 6-Feb-17 | \$639,500.00 | 500,000.00 | |
| Investors Mutual Limited | $6$ -Feb-17 | \$255,800.00 | 200,000.00 | |
| Investors Mutual Limited | $6$ -Feb-17 | \$198,245.00 | 155,000.00 | |
| Investors Mutual Limited | 6-Feb-17 | \$319,750.00 | 250,000.00 | |
| Investors Mutual Limited | 6-Feb-17 | \$639,500.00 | 500,000.00 | |
| Investors Mutual Limited | 7-Feb-17 | \$151,308.00 | 120,000.00 | |
| Investors Mutual Limited | 7-Feb-17 | \$229,518.00 | 180,000.00 | |
| Investors Mutual Limited | 7-Feb-17 | \$214,353.00 | 170,000.00 | |
| Investors Mutual Limited | 7-Feb-17 | \$441,315.00 | 350,000.00 | |
| Investors Mutual Limited | 7-Feb-17 | \$441,315.00 | 350,000.00 | |
| Investors Mutual Limited | 7-Feb-17 | \$49,175.10 | 39,000.00 | |
| Investors Mutual Limited | 7-Feb-17 | \$1,311,336.00 | 1,040,000.00 | |
| Investors Mutual Limited | 7-Feb-17 | \$39,087.90 | 31,000.00 | |
| Investors Mutual Limited | 8-Feb-17 | \$56,920.50 | 45,000.00 | |
| Investors Mutual Limited | 8-Feb-17 | \$80,953.60 | 64,000.00 | |
| Investors Mutual Limited | 8-Feb-17 | \$168,231.70 | 133,000.00 | |
| Investors Mutual Limited | 8-Feb-17 | \$94,867.50 | 75,000.00 | |
| Investors Mutual Limited | 8-Feb-17 | \$451,569.30 | 357,000.00 | |
| Investors Mutual Limited | 8-Feb-17 | \$522,040.00 | 400,000.00 | |
| Investors Mutual Limited | $8$ -Feb- $17$ | \$15,178.80 | 12,000.00 | |
| Investors Mutual Limited | 8-Feb-17 | \$18,973.50 | 15,000.00 | |
| Investors Mutual Limited | 14-Feb-17 | \$214,380.00 | 150,000.00 | |
| Investors Mutual Limited | 21-Feb-17 | -\$93,002.70 | 67,000.00 - |
|
| Investors Mutual Limited | 24-Feb-17 | -\$453,000.00 | 300,000.00 - |
$\overline{a}$
No. $0451$ P. 7
$\hat{\mathcal{L}}$
Ú,
| Investors Mutual Limited | 24-Feb-17 | $-5611,960.00$ | 400,000.00 |
|---|---|---|---|
| Investors Mutual Limited | 27-Feb-17 | -\$303,180.00 | 200,000.00 |
| Investors Mutual Limited | 28-Feb-17 | $-574,640.00$ | 50,000.00 $\overline{\phantom{a}}$ |
| Investors Mutual Limited | 28-Feb-17 | -\$298,560.00 | 200,000.00 $\overline{\phantom{a}}$ |
| Investors Mutual Limited | 28-Feb-17 | -\$149,280.00 | 100,000.00 |
| Investors Mutual Limited | 28-Feb 17 | -\$298,560.00 | 200,000.00 |
| Investors Mutual Limited | $1-Mar-17$ | \$50,575.00 | 35,000.00 |
| Investors Mutual Limited | $1-Mar-17$ | \$27,193.46 | 18,819.00 |
| Investors Mutual Limited | $1-Mar-17$ | -\$358,750.00 | 250,000.00 $\overline{\phantom{a}}$ |
| Investors Mutual Limited | $1-Mar-17$ | -\$57,520.00 | 40,000.00 $\overline{\phantom{a}}$ |
| Investors Mutual Limited | 3-Mar-17 | -5358,225.00 | 250,000.00 |
| Investors Mutual Limited | 10-Mar-17 | \$1,296,436.00 | 1,010,000.00 |
| Investors Mutual Limited | 10-Mar-17 | \$55,194.80 | 43,000.00 |
| Investors Mutual Limited | 10-Mar-17 | \$42,358.80 | 33,000.00 |
| Investors Mutual Limited | 10-Mar-17 | \$410,752.00 | 320,000.00 |
| Investors Mutual Limited | 10-Mar-17 | \$462,096.00 | 360,000.00 |
| Investors Mutual Limited | 10-Mar-17 | \$770,160.00 | 600,000.00 |
| Investors Mutual Limited | 10-Mar-17 | \$218,212.00 | 170,000.00 |
| Investors Mutual Limited | 14-Mar-17 | \$64,750.00 | 50,000.00 |
| Investors Mutual Limited | 14-Mar-17 | \$259,000.00 | 200,000.00 |
| Investors Mutual Limited | 14-Mar-17 | \$6,475.00 | 5,000.00 |
| Investors Mutual Limited | 14-Mar-17 | \$135,975.00 | 105,000.00 |
| Investors Mutual Limited | 14-Mar-17 | \$25,900.00 | 20,000.00 |
| Investors Mutual Limited | 14-Mar-17 | \$12,950.00 | 10,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$25,900.00 | 20,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$63,500.00 | 50,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$69,850.00 | 55,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$75,906.00 | 60,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$84,983.09 | 67,175.00 |
| Investors Mutual Limited | 16-Mar-17 | \$480,060.00 | 378,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$25,900.00 | 20,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$12,700.00 | 10,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$31,750.00 | 25,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$153,670.00 | 121,000.00 |
| Investors Mutual Limited Investors Mutual Limited |
16-Mar-17 16-Mar-17 |
\$140,970.00 \$573,090.30 |
111,000.00 453,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$15,181.20 | 12,000.00 |
| Investors Mutual Limited | 16-Mar-17 | \$37,953.00 | 30,000.00 |
| 145,000.00 | |||
| Investors Mutual Limited Investors Mutual Limited |
16-Mar-17 16-Mar-17 |
\$183,439.50 \$168,258.30 |
133,000.00 |
| Investors Mutual Limited | 21-Mar-17 | \$255,320.00 | 200,000.00 |
| Investors Mutual Limited | 23-Mar-17 | \$384,330.00 | 300,000.00 |
| Investors Mutual Limited | 28-Mar-17 | $-5346,875.00$ | 250,000.00 |
| Investors Mutual Limited | 28-Mar-17 | -\$352,050.00 | 250,000.00 |
| Investors Mutual Limited | 29-Mar-17 | \$47,905.00 | 33,500.00 |
| Investors Mutual Limited | 29-Mar-17 | \$32,488.17 | 22,719.00 |
| Investors Mutual Limited | 3-Apr-17 | $-5628,222.65$ | 440,858.00 |
| Investors Mutual Limited | $3 -$ Apr $-17$ | $-5372,633.23$ | 261,497.00 |
| Investors Mutual Limited | 4-Apr-17 | -\$715,750.00 | 500,000.00 |
| Investors Mutual Limited | 11-Apr-17 | \$612,792.62 | 440,858.00 |
| Investors Mutual Limited | 11-Apr-17 | \$363,480.83 | 261,497.00 |
| Investors Mutual Limited | 12-Apr-17 | -5679,200.00 | 500,000.00 |
| Investors Mutual Limited | 19-Apr-17 | \$256,780.00 | 200,000.00 |
| Investors Mutual Limited | 19-Apr-17 | \$641,950.00 | 500,000.00 |
| Mumi Umitad 1 |
19·Apr-17 | \$128,390 0 | 100,000'/ |
|---|---|---|---|
| MIrtual Urnited 1 |
19-Apr-17 | \$128,39 . | 100,000 0 |
| Miralal Umned 1 |
20·Apr-17 | \$84,926.91 | 66,127.00 |
| Mutual Umlted 1 |
20*pr-17 | \$130,180.00 | 100,000.00 |
| Mut,ml Umlted | 20-Apr-17 | \$650-20 | 500,1100.110 |
| Muttral Umlmd | 21-Apr-17 | \$653,650.00 | 500,00[ 00 |
| Mutiml Umltmd | 24-Apr-17 | \$157,730£ | 150,00 00 |
| Muwal Umlted | 2*Apr-17 | \$9,227.40 | 7,00000 |
| Mutual LImited | 24*pr-17 | \$72,501-00 | 55,000.00 |
| M lal Umtted |
24-Apr-17 | \$659,100.00 | 500,000.00 |
| Mutual Umlted | 24-Apr-17 | \$65,910.00 | 50,000.00 |
| Mlitlial Umited 1 |
24-Apr-17 | \$10,545 0 | 8,000.00 |
| Mutual Umited 1 |
24-Apr-17 | \$34,27320 | 26DOODO |
| Munial Un,!ted 1 |
24Apr47 | \$5,27180 | 4,000-00 |
| M Umited |
1-M:,47 | 42,437*Om | A. 00 |
| Mmal Umbd 1 |
1-Muy-17 | \$1,230,786.00 | 1,010,000.00 |
| M utu0 Umitid |
1-417 | \$56,055.GO | 46,000.00 |
| Mutlial LimitEd | 1-Mar17 | \$61460 0 | 50,000.00 |
| Mutlial Umlld 1 |
1-May-17 | \$182,790.00 | 150,000.00 |
| Muttial UmitBd 1 |
1-May-17 | \$1,511,064.00 | 1,240,000.00 |
| M Limited 1 |
1-Mgr-17 | 5609#8DO | 500,000.00 |
| Ummd M 1 |
1-M,Y-17 | \$368,7601)0 | 300,00 00 |
| U ted M 1 |
1-M=*17 | \$122,920.00 | 100 00.N |
| Mutual Urnited | 1-MBy-17 | \$30465am | 25OBOOm |
| Mutual Umlted | 1-Mar-17 | \$134,046.00 | 110,000.00 |
| Munlal Umlted | 1-Ma,-17 | \$58,319.76 | 47,858.00 |
| Mutual Umlted | 1-M,y·17 | \$215,69120 | 177,000.00 |
| Mutual Umlted | 1-64*17 | \$487,440.00 | 400,000.00 |
| Mumd Umlt:d | 1-Mar17 | \$134,046.H | 110,000.00 |
| Mutial UmitEd | 1-May-17 | 320,000.00 | |
| Muttial UmltBI | 1-Mar-17 | \$442.51100 | 360,00000 |
| Mirtial Umlted 1 |
1-117 | \$73,116.00 | 60 ¤100 |
| Mlrtual Umlted | 1-Mir-17 | \$4021138 00 | 330,00(100 |
| Mutual Umlkd | 1-M,Y·17 | \$30,638.04 | 25,142.00 |
| Mutu,1 Umlt»d 1 |
1-May-17 | \$207,16100 | 170,000.00 |
| Muttial Umited 1 |
1-Mal»17 | \$122,920.00 | 100,000.00 |
| Mutlial Umhd | 1-Mar-17 | \$10458100 | 85,00000 |
| Minial Umlted |
2117 | \$339,498.00 | 270,000-00 |
| Mlmlal Umlted | 3MI,17 | \$16,346.20 | 13,000.00 |
| Mlrtual Umlted | 917 | \$125,740.00 | 100 )00.00 |
| Mutual Umlt:d | MA'Y-17 | \$50,29&00 | 40,000.00 |
| Mnd Umlted | 2-May-17 | \$31,435.00 | 25,000 0 |
| Mutilal LImited | 2-May-17 | 575,444 10 | 60,000.00 |
| Mutlial Umlted | 2-Ma,-17 | \$55,325.60 | 44,000-00 |
| Mutual Limited | 2117 | \$174,778.60 | |
| Mutual Limited | 2*14-17 | \$62,685.00 | 50,000.00 |
| Mutual Umlted | 2-M*17 | \$564,165.00 | 450AOODO |
$\bar{\gamma}$
$\bar{\beta}$
Investors Mutual Limited ACN/ARSN:
078 030 752
Annexure 2 of page 2
7. Addresses
| Level 24, 25 Bligh Street, Sydney NSW 2000. Investors Mutual Limited Level 14, 39 Martin Place, Sydney NSW 2000 Pacific Current Group Limited |
Name | Address |
|---|---|---|
| Pty Limited | Aurora Investment Management | Level 14, 39 Martin Place, Sydney NSW 2000 |
| Level 17, 2 Park Street, SYDNEY NSW 2000 RBC Global Services Australia Pty 'Limited |
||
| Level 16, 120 Collins Street, Melbourne Citicorp Nominees Pty Ltd |
||
| Bendigo Bank, Level 1, 410 Collins Street Melbourne, VIC Sandhurst Trustees Pty Ltd 3000 |
||
| Level 17, 420 George Street, Sydney NSW 2000 State Street |
||
| 85 Castlereagh Street, Sydney NSW 2000 JP Morgan |