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MAYNE PHARMA GROUP LIMITED Major Shareholding Notification 2017
65396_rns_2017-08-07_15dbda81-769a-4ed5-8d68-cb150ac4f554.pdf
Major Shareholding Notification
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LICENSED DEALER IN SECURITIES
FACSIMILE TRANSMISSION
| To: | Company Announcements | From: | Investors Mutual Ltd | |
|---|---|---|---|---|
| Company: | ASX. | |||
| Fax: | 1300 135 638 | Fax: | (02) 9232 7511 | |
| Page 1 of: | Pages (incl. Coversheet) | Date: | 8 August 2017 | |
| Subject: | Form - 604 Change of Interests of Substantial Holder |
To whom it may concern,
Please find enclosed the above notice regarding Investors Mutual Limited shareholding in Mayne Pharma Group Limited.
Should you require any further information, please call on the number below.
Kind regards,
Investors Mutual Limited Direct phone (02) 8224 0500 8. Aug. 2017 18:16
No. 0664 Р. $\sqrt{2}$
604 page 1/2 15 July 2001
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Mayne Pharma Group Limited |
|---|---|
| ACN/ARSN | 76 115 832 963 |
1. Details of substantial holder(1)
| Name | Investors Mutual Limited | ||
|---|---|---|---|
| ACN/ARSN (If applicable) | 078 030 752 | ||
| There was a change in the interests of the substantial holder on |
03 / 08 / 2017 | ||
| The previous notice was given to the company on The previous notice was dated |
23/05/2017 24/05/2017 |
2. Previous and present voling power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant Interest (3)
in when last required, and when now r
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes! | Voting power (5) | |
| Ordinary | 94,494,139 | 6.25% | 113,984,705 | 7.44% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant Interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securitles affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annekure 1 | |||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure 2 | |||||
page 2/2 15 July 2001 604
5. Changes In association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting Interests in the company or scheme are as follows:
| Name and ACN/ARSN (If applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |||
|---|---|---|---|---|
| See Annexure 3 | ||||
| Signature | ||||
| print name Zac Azzi | capacity Company Secretary | |||
| sign here | date $8$ / $8$ / $\infty$ (7) | |||
| DIRECTIONS |
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- Ø See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant Interest" in sections 608 and 671B(7) of the Corporations Act 2001. O)
- The voting shares of a company constitute one class unless divided into separate classes. $(1)$
- $^{(1)}$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $\left( 6 \right)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $\bf{0}$ document setting out the terms of any relevant agreement, and a statement by the person glving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement c
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $\boldsymbol{\theta}$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $\boldsymbol{\theta}$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom'e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be Included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". Θ
- (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Investors Mutual Limited ACN/ ARSN: 078 030 752
Annexure 1 of page 1
3. Changes in relevant interests
| Person's | |||||
|---|---|---|---|---|---|
| Person whose relevant | Nature of | Consideration given in | Votes | ||
| Trade Date | interest changed | Change | relation to change | Ordinary Units | Affected |
| 30-May-17 | Investors Mutual Limited | OS-PUR | \$218,460.00 | 200000 | 200000 |
| 30-May-17 | Investors Mutual Limited | OS-PUR | \$196,614.00 | 180000 | 180000 |
| 30-May-17 | Investors Mutual Limited | OS-PUR | \$163,845.00 | 150000 | 150000 |
| 30-May-17 | Investors Mutual Limited | OS-PUR | \$43,692.00 | 40000 | 40000 |
| 30-May-17 | Investors Mutual Limited | OS-PUR | \$21,846.00 | 20000 | 20000 |
| 30-May-17 | Investors Mutual Limited | OS-PUR | \$109,230.00 | 100000 | 100000 |
| 30-May-17 | Investors Mutual Limited | OS-PUR | \$327,690.00 | 300000 | 300000 |
| 30-May-17 | Investors Mutual Limited | OS-PUR | \$22,938.30 | 21000 | 21000 |
| 30-May-17 | Investors Mutual Limited | OS-PUR | \$87,384.00 | 80000 | 80000 |
| 30-May-17 | Investors Mutual Limited | OS-PUR | \$217,800.00 | 200000 | 200000 |
| 5-Jun-17 | Investors Mutual Limited | OS-PUR | \$327,000.00 | 300000 | 300000 |
| 9-Jun-17 | Investors Mutual Limited | OS-PUR | \$50,215.00 | 50000 | 50000 |
| 9-Jun-17 | Investors Mutual Limited | OS-PUR | \$200,860.00 | 200000 | 200000 |
| 9-Jun-17 | Investors Mutual Limited | OS-PUR | \$507,400.00 | 500000 | 500000 |
| 9-Jun-17 | Investors Mutual Limited | OS-PUR | \$304,440.00 | 300000 | 300000 |
| 9-Jun-17 | Investors Mutual Limited | OS-PUR | \$507,400.00 | 500000 | 500000 |
| 9-Jun-17 | Investors Mutual Limited | OS-PUR | \$71,036.00 | 70000 | 70000 |
| 13-Jun-17 | Investors Mutual Limited | OS-SAL | $-5316,680.00$ | -312000 | $-312000$ |
| 13-Jun-17 | Investors Mutual Limited | OS-SAL | -\$196,843.01 | -193934 | -193934 |
| 14-Jun-17 | Investors Mutual Limited | OS-PUR | \$519,250.00 | 500000 | 500000 |
| 15-Jun-17 | Investors Mutual Limited | OS-PUR | \$156,540.00 | 150000 | 150000 |
| 15-Jun-17 | Investors Mutual Limited | OS-PUR | \$10,436.00 | 10000 | 10000 |
| 15-Jun-17 | Investors Mutual Limited | OS-PUR | \$156,540.00 | 150000 | 150000 |
| 15-Jun-17 15-Jun-17 |
Investors Mutual Limited Investors Mutual Limited |
OS-PUR OS-PUR |
\$104,360.00 | 100000 | 100000 |
| 15-Jun-17 | Investors Mutual Limited | OS-PUR | \$73,052.00 \$446,942.00 |
70000 | 70000 430000 |
| 15-Jun-17 | Investors Mutual Limited | OS-PUR | \$313,080.00 | 430000 300000 |
300000 |
| 15-Jun-17 | Investors Mutual Limited | OS-PUR | \$297,772.00 | 290000 | 290000 |
| 15-Jun-17 | Investors Mutual Limited | OS-PUR | \$478,124.00 | 460000 | 460000 |
| 15-Jun-17 | Investors Mutual Limited | OS-PUR | \$517,150.00 | 500000 | 500000 |
| 15-Jun-17 | Investors Mutual Limited | OS-PUR | \$41,744.00 | 40000 | 40000 |
| 15-Jun-17 | Investors Mutual Limited | OS-PUR | \$20,872.00 | 20000 | 20000 |
| 16-Jun-17 | Investors Mutual Limited | OS-PUR | \$328,530.00 | 300000 | 300000 |
| 16-Jun-17 | Investors Mutual Limited | OS-PUR | \$219,020.00 | 200000 | 200000 |
| 19-Jun-17 | Investors Mutual Limited | OS-PUR | \$211,640.00 | 200000 | 200000 |
| 19-Jun-17 | Investors Mutual Limited | OS-PUR | \$106,070.00 | 100000 | 100000 |
| 19-Jun-17 | Investors Mutual Limited | OS-PUR | \$106,070.00 | 100000 | 100000 |
| 20-Jun-17 | Investors Mutual Limited | OS-PUR | 569,280.00 | 64000 | 64000 |
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$1,746,349.25 | 1687457 | 1687457 |
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$588,639.00 | 570000 | 570000 |
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$13,425.10 | 13000 | 13000 |
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$65,714.08 | 63498 | 63498 |
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$196,213.00 | 190000 | 190000 |
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$51,635.00 | 50000 | 50000 |
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$25,817.50 | 25000 | 25000 |
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$103,270,00 | 100000 | 100000 |
$\hat{\boldsymbol{\beta}}$
$\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\$ $\ddot{\phantom{a}}$
$\sim 10^6$
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$297,062.87 | 287045 | 287045 |
|---|---|---|---|---|---|
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$657,161.50 | 635000 | 635000 |
| 21-Jun-17 | Investors Mutual Limited | OS-PUR | \$216,867.00 | 210000 | 210000 |
| 4-Jul-17 | Investors Mutual Limited | OS-PUR | \$167,200.00 | 160000 | 160000 |
| 5-Jul-17 | Investors Mutual Limited | OS-PUR | \$44,220.00 | 44000 | 44000 |
| 7-Jul-17 | Investors Mutual Limited | OS-PUR | \$121,200.00 | 120000 | 120000 |
| 12-Jul-17 | Investors Mutual Limited | OS-PUR | \$386,480.00 | 400000 | 400000 |
| $12$ -Jul-17 | Investors Mutual Limited | OS-PUR | \$35,749.40 | 37000 | 37000 |
| $12 - u - 17$ | Investors Mutual Limited | OS-PUR | \$155,558.20 | 161000 | 161000 |
| 13-Jul-17 | Investors Mutual Limited | OS-PUR | \$489,800.00 | 500000 | 500000 |
| 17-Jul-17 | Investors Mutual Limited | OS-PUR | \$195,780.00 | 200000 | 200000 |
| 17-Jul-17 | Investors Mutual Limited | OS-PUR | \$293,670.00 | 300000 | 300000 |
| 17-Jul-17 | Investors Mutual Limited | OS-PUR | \$97,890.00 | 100000 | 100000 |
| 19-Jul-17 | Investors Mutual Limited | OS-PUR | \$36,800.00 | 40000 | 40000 |
| 20-Jul-17 | Investors Mutual Limited | OS-PUR | \$472,500.00 | 500000 | 500000 |
| 20-Jul-17 | Investors Mutual Limited | OS-PUR | \$660,520.00 | 700000 | 700000 |
| 20-Jul-17 | Investors Mutual Limited | OS-PUR | \$94,360.00 | 100000 | 100000 |
| 26-Jul-17 | Investors Mutual Limited | OS-PUR | \$290,725.00 | 290000 | 290000 |
| 26-Jul-17 | Investors Mutual Limited | OS-PUR | \$8,020.00 | 8000 | 8000 |
| $26 - J(1) - 17$ 26-Jul-17 |
Investors Mutual Limited | OS-PUR | \$130,325.00 | 130000 | 130000 |
| 26-Jul-17 | Investors Mutual Limited Investors Mutual Limited |
OS-PUR OS-PUR |
\$70,175.00 \$30,075.00 |
70000 | 70000 |
| 26-Jul-17 | Investors Mutual Limited | OS-PUR | \$13,032.50 | 30000 13000 |
30000 13000 |
| 28-Jul-17 | Investors Mutual Limited | OS-PUR | \$480,000.00 | 500000 | 500000 |
| 2-Aug-17 | Investors Mutual Limited | OS-PUR | \$185,120.00 | 200000 | 200000 |
| 2-Aug-17 | Investors Mutual Limited | OS-PUR | \$462,800.00 | 500000 | 500000 |
| 3-Aug-17 | Investors Mutual Limited | OS-PUR | \$185,260.00 | 200000 | 200000 |
| 3-Aug-17 | Investors Mutual Limited | OS-PUR | \$463,150.00 | 500000 | 500000 |
| $3-Aug-17$ | Investors Mutual Limited | OS-PUR | \$185,260.00 | 200000 | 200000 |
| $3-Aug-17$ | Investors Mutual Limited | OS-PUR | \$92,630.00 | 100000 | 100000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$288,116.00 | 340000 | 340000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$42,975.00 | 50000 | 50000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$240,660.00 | 280000 | 280000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | 568,760.00 | 80000 | 80000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$77,355.00 | 90000 | 90000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$248,878.00 | 290000 | 290000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | 510,727.50 | 12500 | 12500 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$152,330.50 | 177500 | 177500 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$8,582.00 | 10000 | 10000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$8,582.00 | 10000 | 10000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$171,820.00 | 200000 | 200000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$42,955.00 | 50000 | 50000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$214,775.00 | 250000 | 250000 |
| 4-Aug-17 | Investors Mutual Umited | OS-PUR | \$167,835.50 | 197500 | 197500 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR | \$254,940.00 | 300000 | 300000 |
| 4-Aug-17 | Investors Mutual Limited | O5-PUR | \$127,470.00 | 150000 | 150000 |
| 4-Aug-17 | Investors Mutual Limited | OS-PUR OS-PUR |
\$254,940.00 | 300000 | 300000 |
| 4-Aug-17 | Investors Mutual Limited | \$67,984.00 | 80000 | 80000 | |
| 19,490,566 |
$\frac{1}{\sqrt{2}}\sum_{i=1}^{n} \frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2$
Investors Mutual Limited ACN/ARSN: 078 030 752
$\mathbf{r}$
Annexure 2 of page 1
4. Present relevant interests
| Holder of relevant Interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Number of Securities |
Person's votes |
|---|---|---|---|---|---|
| Investors Mutual Limited |
State Street - IMBQHG IMBQAT IMBQ8E |
Investors Mutual Limited |
Ability to influence the voting and disposal of shares |
3,372,973 | 3,372,973 |
| Investors Mutual Limited |
J P Morgan - Funds SA - IMFDSA IMFDHG 1IMFDS IMFSSC |
Investors Mutual Limited |
Ability to influence the voting and disposal of shares |
13,225,871 | 13,225,871 |
| Investors Mutual Limited |
J P Morgan - State Super - IMSSAT IMSSHG |
Investors Mutual Limited |
Ability to influence the voting and disposal of shares |
5,058,124 | 5,058,124 |
| Investors Mutual Limited |
Sandhurst Trustees Ltd - IMSAN |
Investors Mutual Limited |
Ability to influence the voting and disposal of shares |
3,850,000 | 3,850,000 |
| Investors Mutual Limited |
Citicorp Nominees Pty $Ltd - IMCF14$ |
Investors Mutual Limited |
Ability to influence the voting and disposal of shares |
11,000,000 | 11,000,000 |
| Aurora Investment Management Pty Ltd (Aurora) |
RBC Global Services Australia Pty Ltd |
Investors Mutual Limited |
Aurora holds over 20% of the voting power in IML |
77,477,737 | 77,477,737 |
| Pacific Current Group Limited |
RBC Global Services Australia Pty Ltd |
Investors Mutual Limited |
Owns 100% of the shares in Aurora |
As above | As above |
$\mathcal{L}^{(1)}$
Investors Mutual Limited ACN/ ARSN:
078 030 752
$\hat{\mathcal{A}}$
Annexure 3 of page 2
6. Addresses
| Name | Address |
|---|---|
| Investors Mutual Limited | Level 24, 25 Bligh Street, Sydney NSW 2000. |
| Pacific Current Group Limited | Level 14, 39 Martin Place, Sydney NSW 2000 |
| Aurora Investment Management Pty Limited |
Level 14, 39 Martin Place, Sydney NSW 2000 |
| RBC Global Services Australia Pty Limited |
Level 17, 2 Park Street, SYDNEY NSW 2000 |
| Citicorp Nominees Pty Ltd | Level 16, 120 Collins Street, Melbourne |
| Sandhurst Trustees Pty Ltd | Bendigo Bank, Level 1, 410 Collins Street Melbourne, VIC 3000 |
| State Street | Level 17, 420 George Street, Sydney NSW 2000 |
| JP Morgan | 85 Castlereagh Street, Sydney NSW 2000 |