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MAYNE PHARMA GROUP LIMITED — Major Shareholding Notification 2014
Sep 4, 2014
65396_rns_2014-09-04_5bb02816-9ddd-415a-920f-bd50f684141b.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
To Company Name/Scheme MAYNE PHARMA GROUP LIMITED (MYX)
ACN/ARSN ACN 115 832 963
1. Details of substantial holder(1)
Name
WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure ‘B’
ACN/ARSN (if applicable) ACN 007 457 141
There was a change in the interests of the substantial holder on
03/09/2014
The previous notice was given to the company on 10/04/2014 The previous notice was dated 08/04/2014
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | VotingPower(5) | Person’s votes | VotingPower(5) | |
| ORDINARY SHARES |
29,924,517 | 5.10% | 36,723,857 | 6.26% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 3/09/2014 | WBC & its Associates, Asgard Capital Management Limited, BT Funds Management Limited, BT Investment Management (Fund Services) Limited, Advance Asset Management Limited, BT Funds Management No.2 Limited, BT Investment Management (Institutional)Limited |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
Page 1 of 15
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and Number of securities |
Person’s votes |
|---|---|---|---|---|---|
| Advance Asset Management Limited |
HSBC Custody Nominees (Australia) Limited. |
HSBC Custody Nominees (Australia) Limited. |
Advance Asset Management Ltd is the RE of various unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
2,323,274, Ordinary |
2,323,274 |
| Asgard Capital Management Limited |
ASGARD Capital Management Limited |
HSBC Custody Nominees (Australia) Limited. ASGARD Capital Management Limited |
Asgard Capital Management Limited ABN 92 009 279 592 AFSL 240695 RSE Licence L0001946 is the trustee, administrator and custodian of all Asgard superannuation entities, the (Hillross) PortfolioCare Retirement Plan and the BEACON Superannuation Plan. In those capacities, Asgard has the power to exercise the right to vote attached to, and to dispose of, the securities held by these entities. |
57,450, Ordinary |
57,450 |
| BT Funds Management Limited |
BT Portfolio Services Limited |
HSBC Custody Nominees (Australia) Limited. ASGARD Capital Management Limited BT Portfolio Services Limited |
BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
923,355, Ordinary |
923,355 |
| BT Funds Management No.2 Limited |
HSBC Custody Nominees (Australia) Limited. |
HSBC Custody Nominees (Australia) Limited. ASGARD Capital Management Limited BT Portfolio Services Limited HSBC Custody |
BT Funds Management No 2 Limited is or may be the Manager of various Superannuation funds, Institutional investor portfolios and unit trusts and, in that capacity, can exercise the |
2,744,575, Ordinary |
2,744,575 |
Page 2 of 15
| Nominees (Australia) Limited. |
power to vote or dispose of the shares. |
||||
|---|---|---|---|---|---|
| BT Investment Management (Fund Services) Limited |
Australia and New Zealand Banking Group Limited National Australian Custodian Services National Nominees Limited |
HSBC Custody Nominees (Australia) Limited. ASGARD Capital Management Limited BT Portfolio Services Limited HSBC Custody Nominees (Australia) Limited. Australia and New Zealand Banking Group Limited National Australian Custodian Services National Nominees Limited |
BT Investment Management (Fund Services) Limited is the responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares. |
1,971,252, Ordinary |
1,971,252 |
| BT Investment Management (Institutional) Limited |
National Australia Bank Limited HSBC Custody Nominees (Australia) Limited. |
National Australia Bank Limited HSBC Custody Nominees (Australia) Limited. |
BT Investment Management (Institutional) Limited (previously known as BT Investment Management (RE) Limited) is the fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
28,703,951, Ordinary |
28,703,951 |
5. Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
Page 3 of 15
| 6. Addresses The addresses ofpersons named in this form are as follows: |
6. Addresses The addresses ofpersons named in this form are as follows: |
|
|---|---|---|
| Name | Address | |
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
|
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| BT Investment Management (Fund Services) Limited |
Level 14, Chifley Tower, 2 Chifley Sydney, SydneyNSW 2000 |
|
| BT Funds Management No.2 Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| BT Investment Management (Institutional) Limited |
Level 14, Chifley Tower, 2 Chifley Square SYDNEY NSW 2000 |
|
| MAYNE PHARMA GROUP LIMITED (MYX) | The Company Secretary, MAYNE PHARMA GROUP LIMITED (MYX) Level 14, 474 Flinders Street MELBOURNE VIC 3000 Tel: +61 3 8614 7777 Fax: +61 3 8614 7022 |
|
| Signature Print name Sign here |
Tim Hartin CapacityCompanySecretary |
|
| Date 05/09/2014 |
Page 4 of 15
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DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6
of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If
subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement
by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form,
together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
option) write “unknown”.
(9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding
notice.
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Page 5 of 15
ANNEXURE A
This is annexure ‘A’ referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities.
Tim Hartin – Company Secretary, Westpac Banking Corporation - 03/09/2014
TRANSACTION HISTORY
Sales & Purchases for the period : 9/04/2014 to 3/09/2014 SECURITY: MYX
Advance Asset Management Limited
| Person’s | ||||||
|---|---|---|---|---|---|---|
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 10/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 9,405 | 8,370.45 | Ordinary | 9,405 |
| 11/04/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -113,198 | .00 | Ordinary | 113,198 |
| 15/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 2,239 | 1,925.54 | Ordinary | 2,239 |
| 16/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 3,453 | 3,004.11 | Ordinary | 3,453 |
| 17/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 15,680 | 14,112.00 | Ordinary | 15,680 |
| 22/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 2,381 | 2,119.09 | Ordinary | 2,381 |
| 5/05/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -18,754 | -15,565.82 | Ordinary | 18,754 |
| 5/05/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -31,354 | -26,023.82 | Ordinary | 31,354 |
| 21/05/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 22,602 | 20,115.78 | Ordinary | 22,602 |
| 28/05/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -6,957 | -6,330.87 | Ordinary | 6,957 |
| 28/05/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -6,043 | -5,499.13 | Ordinary | 6,043 |
| 4/06/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 45,413 | 41,779.96 | Ordinary | 45,413 |
| 5/06/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 24,387 | 22,192.17 | Ordinary | 24,387 |
| 14/07/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,000 | -1,680.00 | Ordinary | 2,000 |
| 31/07/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 60,817 | 52,910.79 | Ordinary | 60,817 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,625 | -3,700.00 | Ordinary | 4,625 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,176 | -1,740.80 | Ordinary | 2,176 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -9,405 | -7,524.00 | Ordinary | 9,405 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,239 | -1,791.20 | Ordinary | 2,239 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -3,453 | -2,762.40 | Ordinary | 3,453 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -15,680 | -12,544.00 | Ordinary | 15,680 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,381 | -1,904.80 | Ordinary | 2,381 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -45,413 | -36,330.40 | Ordinary | 45,413 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -24,387 | -19,509.60 | Ordinary | 24,387 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -7,793 | -6,234.40 | Ordinary | 7,793 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,435 | -3,548.00 | Ordinary | 4,435 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -12,806 | -10,244.80 | Ordinary | 12,806 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -859 | -687.20 | Ordinary | 859 |
| 27/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 151,858 | 127,560.72 | Ordinary | 151,858 |
| Total | 24,277 | 130,469.37 | ||||
| Advance Asset Management Limited Total : |
24,277 | 130,469.37 |
Asgard Capital Management Limited
Page 6 of 15
Registered Company
Date
14/04/2014 ASGARD Capital Management Limited 16/04/2014 ASGARD Capital Management Limited 26/05/2014 ASGARD Capital Management Limited 29/05/2014 ASGARD Capital Management Limited 31/07/2014 ASGARD Capital Management Limited 12/08/2014 ASGARD Capital Management Limited 3/09/2014 ASGARD Capital Management Limited Total
Asgard Capital Management Limited Total :
| Person’s | ||||
|---|---|---|---|---|
| Nature of | Quantity | Class of | votes | |
| Change | Consideration | Securities | affected | |
| Purchase | 23,400 | 19,890.00 | Ordinary | 23,400 |
| Purchase | 3,790 | 3,297.30 | Ordinary | 3,790 |
| Purchase | 11,052 | 10,499.40 | Ordinary | 11,052 |
| Sale | -10,000 | -9,200.00 | Ordinary | 10,000 |
| Sale | -11,052 | -9,725.76 | Ordinary | 11,052 |
| Purchase | 9,250 | 7,492.50 | Ordinary | 9,250 |
| Purchase | 1,169 | 876.75 | Ordinary | 1,169 |
| 27,609 | 23,130.19 | |||
| 27,609 | 23,130.19 |
BT Funds Management Limited
| Person’s | ||||||
|---|---|---|---|---|---|---|
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 10/04/2014 | BT Portfolio Services Limited | Purchase | 17,050 | 15,039.81 | Ordinary | 17,050 |
| 16/04/2014 | BT Portfolio Services Limited | Purchase | 30,000 | 26,169.00 | Ordinary | 30,000 |
| 1/05/2014 | BT Portfolio Services Limited | Purchase | 2,900 | 2,501.25 | Ordinary | 2,900 |
| 7/05/2014 | BT Portfolio Services Limited | Purchase | 25,000 | 22,115.00 | Ordinary | 25,000 |
| 9/05/2014 | BT Portfolio Services Limited | Purchase | 11,765 | 10,036.72 | Ordinary | 11,765 |
| 15/05/2014 | BT Portfolio Services Limited | Purchase | 20,000 | 17,856.00 | Ordinary | 20,000 |
| 29/05/2014 | BT Portfolio Services Limited | Purchase | 54,000 | 49,728.60 | Ordinary | 54,000 |
| 11/06/2014 | BT Portfolio Services Limited | Purchase | 5,620 | 5,065.31 | Ordinary | 5,620 |
| 3/07/2014 | BT Portfolio Services Limited | Sale | -28,000 | -24,640.00 | Ordinary | 28,000 |
| 3/07/2014 | BT Portfolio Services Limited | Sale | -59,640 | -52,483.20 | Ordinary | 59,640 |
| 3/07/2014 | BT Portfolio Services Limited | Sale | -18,542 | -16,316.96 | Ordinary | 18,542 |
| 3/07/2014 | BT Portfolio Services Limited | Purchase | 106,182 | 93,440.16 | Ordinary | 106,182 |
| 11/08/2014 | BT Portfolio Services Limited | Purchase | 6,250 | 5,036.25 | Ordinary | 6,250 |
| Total | 172,585 | 153,547.93 | ||||
| BT Funds Management Limited Total : | 172,585 | 153,547.93 |
BT Funds Management No.2 Limited
Registered Company
Date
9/04/2014 HSBC Custody Nominees (Australia) Limited. 10/04/2014 HSBC Custody Nominees (Australia) Limited. 11/04/2014 HSBC Custody Nominees (Australia) Limited. 30/04/2014 HSBC Custody Nominees (Australia) Limited. 1/05/2014 HSBC Custody Nominees (Australia) Limited. 2/05/2014 HSBC Custody Nominees (Australia) Limited. 5/05/2014 HSBC Custody Nominees (Australia) Limited. 24/06/2014 HSBC Custody Nominees (Australia) Limited. 30/06/2014 HSBC Custody Nominees (Australia) Limited.
| Person’s | ||||
|---|---|---|---|---|
| Nature of | Quantity | Class of | votes | |
| Change | Consideration | Securities | affected | |
| Purchase | 10,846 | 9,436.02 | Ordinary | 10,846 |
| Purchase | 30,913 | 27,203.44 | Ordinary | 30,913 |
| Purchase | 19,126 | 16,065.84 | Ordinary | 19,126 |
| Purchase | 55,997 | 47,597.45 | Ordinary | 55,997 |
| Purchase | 62,714 | 53,306.90 | Ordinary | 62,714 |
| Purchase | 73,159 | 60,721.97 | Ordinary | 73,159 |
| Purchase | 46,677 | 39,208.68 | Ordinary | 46,677 |
| Purchase | 88 | 73.92 | Ordinary | 88 |
| Purchase | 32,066 | 27,256.10 | Ordinary | 32,066 |
Page 7 of 15
| 1/07/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 43,407 | 36,895.95 | Ordinary | 43,407 |
|---|---|---|---|---|---|---|
| 2/07/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 21,656 | 18,407.60 | Ordinary | 21,656 |
| 11/07/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 6,842 | 5,815.70 | Ordinary | 6,842 |
| 7/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 47,224 | 40,140.40 | Ordinary | 47,224 |
| 12/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 3,394 | 2,647.32 | Ordinary | 3,394 |
| 12/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 38,481 | 30,784.80 | Ordinary | 38,481 |
| 13/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 21,396 | 17,116.80 | Ordinary | 21,396 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 71,881 | 57,504.80 | Ordinary | 71,881 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 102,828 | 82,262.40 | Ordinary | 102,828 |
| 2/09/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 97,137 | 72,852.75 | Ordinary | 97,137 |
| 3/09/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 1,238 | 916.12 | Ordinary | 1,238 |
| 3/09/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 56,104 | 42,078.00 | Ordinary | 56,104 |
| 3/09/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 205,422 | 154,066.50 | Ordinary | 205,422 |
| Total | 1,048,596 | 842,359.46 | ||||
| BT Funds Management No.2 Limited Total : |
1,048,596 | 842,359.46 |
BT Investment Management (Fund Services) Limited
| Person’s | ||||||
|---|---|---|---|---|---|---|
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 9/04/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 1,447 | 1,258.89 | Ordinary | 1,447 |
| 10/04/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 3,256 | 2,865.28 | Ordinary | 3,256 |
| 11/04/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 1,973 | 1,657.32 | Ordinary | 1,973 |
| 30/04/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 6,171 | 5,245.35 | Ordinary | 6,171 |
| 1/05/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 6,509 | 5,532.65 | Ordinary | 6,509 |
| 2/05/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 8,497 | 7,052.51 | Ordinary | 8,497 |
| 5/05/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 4,873 | 4,093.32 | Ordinary | 4,873 |
| 23/06/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 6,240 | 5,304.00 | Ordinary | 6,240 |
| 24/06/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 11 | 9.24 | Ordinary | 11 |
| 30/06/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 4,011 | 3,409.35 | Ordinary | 4,011 |
| 1/07/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 5,429 | 4,614.65 | Ordinary | 5,429 |
| 2/07/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 2,709 | 2,302.65 | Ordinary | 2,709 |
| 11/07/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 855 | 726.75 | Ordinary | 855 |
| 7/08/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 9,007 | 7,655.95 | Ordinary | 9,007 |
| 12/08/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 999 | 779.22 | Ordinary | 999 |
| 12/08/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 11,325 | 9,060.00 | Ordinary | 11,325 |
| 13/08/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 3,224 | 2,579.20 | Ordinary | 3,224 |
| 20/08/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 15,494 | 12,395.20 | Ordinary | 15,494 |
| 20/08/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 10,831 | 8,664.80 | Ordinary | 10,831 |
| 2/09/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 10,678 | 8,008.50 | Ordinary | 10,678 |
| 3/09/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 6,271 | 4,703.25 | Ordinary | 6,271 |
| 3/09/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 22,962 | 17,221.50 | Ordinary | 22,962 |
Page 8 of 15
| 3/09/2014 | Australia and New Zealand Banking Group Limited |
Purchase | 138 | 102.12 | Ordinary | 138 |
|---|---|---|---|---|---|---|
| Total | 142,910 | 115,241.70 | ||||
| Person’s | ||||||
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 9/04/2014 | National Australian Custodian Services | Purchase | 3,499 | 3,044.13 | Ordinary | 3,499 |
| 10/04/2014 | National Australian Custodian Services | Purchase | 8,277 | 7,283.76 | Ordinary | 8,277 |
| 11/04/2014 | National Australian Custodian Services | Purchase | 5,039 | 4,232.76 | Ordinary | 5,039 |
| 30/04/2014 | National Australian Custodian Services | Purchase | 15,774 | 13,407.90 | Ordinary | 15,774 |
| 1/05/2014 | National Australian Custodian Services | Purchase | 16,611 | 14,119.35 | Ordinary | 16,611 |
| 2/05/2014 | National Australian Custodian Services | Purchase | 21,911 | 18,186.13 | Ordinary | 21,911 |
| 5/05/2014 | National Australian Custodian Services | Purchase | 12,445 | 10,453.80 | Ordinary | 12,445 |
| 24/06/2014 | National Australian Custodian Services | Purchase | 31 | 26.04 | Ordinary | 31 |
| 30/06/2014 | National Australian Custodian Services | Purchase | 11,171 | 9,495.35 | Ordinary | 11,171 |
| 1/07/2014 | National Australian Custodian Services | Purchase | 15,121 | 12,852.85 | Ordinary | 15,121 |
| 2/07/2014 | National Australian Custodian Services | Purchase | 7,544 | 6,412.40 | Ordinary | 7,544 |
| 11/07/2014 | National Australian Custodian Services | Purchase | 2,383 | 2,025.55 | Ordinary | 2,383 |
| 7/08/2014 | National Australian Custodian Services | Purchase | 21,003 | 17,852.55 | Ordinary | 21,003 |
| 12/08/2014 | National Australian Custodian Services | Purchase | 2,160 | 1,684.80 | Ordinary | 2,160 |
| 12/08/2014 | National Australian Custodian Services | Purchase | 24,492 | 19,593.60 | Ordinary | 24,492 |
| 13/08/2014 | National Australian Custodian Services | Purchase | 7,710 | 6,168.00 | Ordinary | 7,710 |
| 20/08/2014 | National Australian Custodian Services | Purchase | 37,056 | 29,644.80 | Ordinary | 37,056 |
| 20/08/2014 | National Australian Custodian Services | Purchase | 25,903 | 20,722.40 | Ordinary | 25,903 |
| 2/09/2014 | National Australian Custodian Services | Purchase | 27,385 | 20,538.75 | Ordinary | 27,385 |
| 3/09/2014 | National Australian Custodian Services | Purchase | 58,350 | 43,762.50 | Ordinary | 58,350 |
| 3/09/2014 | National Australian Custodian Services | Purchase | 352 | 260.48 | Ordinary | 352 |
| 3/09/2014 | National Australian Custodian Services | Purchase | 15,936 | 11,952.00 | Ordinary | 15,936 |
| Total | 340,153 | 273,719.90 | ||||
| Person’s | ||||||
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 9/04/2014 | National Nominees Limited | Purchase | 3,827 | 3,329.49 | Ordinary | 3,827 |
| 10/04/2014 | National Nominees Limited | Purchase | 9,091 | 8,000.08 | Ordinary | 9,091 |
| 11/04/2014 | National Nominees Limited | Purchase | 5,537 | 4,651.08 | Ordinary | 5,537 |
| 30/04/2014 | National Nominees Limited | Purchase | 17,336 | 14,735.60 | Ordinary | 17,336 |
| 1/05/2014 | National Nominees Limited | Purchase | 18,251 | 15,513.35 | Ordinary | 18,251 |
| 2/05/2014 | National Nominees Limited | Purchase | 24,072 | 19,979.76 | Ordinary | 24,072 |
| 5/05/2014 | National Nominees Limited | Purchase | 13,673 | 11,485.32 | Ordinary | 13,673 |
| 24/06/2014 | National Nominees Limited | Purchase | 34 | 28.56 | Ordinary | 34 |
| 30/06/2014 | National Nominees Limited | Purchase | 12,269 | 10,428.65 | Ordinary | 12,269 |
| 1/07/2014 | National Nominees Limited | Purchase | 16,608 | 14,116.80 | Ordinary | 16,608 |
| 2/07/2014 | National Nominees Limited | Purchase | 8,286 | 7,043.10 | Ordinary | 8,286 |
| 11/07/2014 | National Nominees Limited | Purchase | 2,618 | 2,225.30 | Ordinary | 2,618 |
| 7/08/2014 | National Nominees Limited | Purchase | 23,081 | 19,618.85 | Ordinary | 23,081 |
| 12/08/2014 | National Nominees Limited | Purchase | 2,374 | 1,851.72 | Ordinary | 2,374 |
| 12/08/2014 | National Nominees Limited | Purchase | 26,919 | 21,535.20 | Ordinary | 26,919 |
| 13/08/2014 | National Nominees Limited | Purchase | 8,473 | 6,778.40 | Ordinary | 8,473 |
| 20/08/2014 | National Nominees Limited | Purchase | 28,465 | 22,772.00 | Ordinary | 28,465 |
Page 9 of 15
| 20/08/2014 | National Nominees Limited | Purchase | 40,719 | 32,575.20 | Ordinary | 40,719 |
|---|---|---|---|---|---|---|
| 2/09/2014 | National Nominees Limited | Purchase | 30,034 | 22,525.50 | Ordinary | 30,034 |
| 3/09/2014 | National Nominees Limited | Purchase | 64,111 | 48,083.25 | Ordinary | 64,111 |
| 3/09/2014 | National Nominees Limited | Purchase | 386 | 285.64 | Ordinary | 386 |
| 3/09/2014 | National Nominees Limited | Purchase | 17,509 | 13,131.75 | Ordinary | 17,509 |
| Total | 373,673 | 300,694.60 | ||||
| BT Investment Management (Fund Services) Limited Total : |
856,736 | 689,656.20 |
BT Investment Management (Institutional) Limited
| Person’s | ||||||
|---|---|---|---|---|---|---|
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 9/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 65,491 | 56,977.17 | Ordinary | 65,491 |
| 10/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 156,919 | 138,088.72 | Ordinary | 156,919 |
| 11/04/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -244,045 | -207,438.25 | Ordinary | 244,045 |
| 11/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 95,648 | 80,344.32 | Ordinary | 95,648 |
| 30/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 267,553 | 227,420.05 | Ordinary | 267,553 |
| 1/05/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 305,624 | 259,780.40 | Ordinary | 305,624 |
| 2/05/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 377,282 | 313,144.06 | Ordinary | 377,282 |
| 5/05/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 228,160 | 191,654.40 | Ordinary | 228,160 |
| 18/06/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 500,000 | 420,000.00 | Ordinary | 500,000 |
| 24/06/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 516 | 433.44 | Ordinary | 516 |
| 30/06/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 187,464 | 159,344.40 | Ordinary | 187,464 |
| 1/07/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 253,766 | 215,701.10 | Ordinary | 253,766 |
| 2/07/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 126,602 | 107,611.70 | Ordinary | 126,602 |
| 3/07/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -148,126 | -130,350.88 | Ordinary | 148,126 |
| 4/07/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -350,000 | -311,500.00 | Ordinary | 350,000 |
| 4/07/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -350,000 | -311,500.00 | Ordinary | 350,000 |
| 4/07/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -1,874 | -1,667.86 | Ordinary | 1,874 |
| 11/07/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 40,000 | 34,000.00 | Ordinary | 40,000 |
| 7/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -214,670 | -182,469.50 | Ordinary | 214,670 |
| 12/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 39,107 | 30,503.46 | Ordinary | 39,107 |
| 12/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 443,370 | 354,696.00 | Ordinary | 443,370 |
| 13/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 135,700 | 108,560.00 | Ordinary | 135,700 |
| 19/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -154,023 | -127,839.09 | Ordinary | 154,023 |
| 19/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -200,000 | -166,000.00 | Ordinary | 200,000 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -24,962 | -20,468.84 | Ordinary | 24,962 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -438,017 | -350,413.60 | Ordinary | 438,017 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 455,898 | 364,718.40 | Ordinary | 455,898 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -295,977 | -236,781.60 | Ordinary | 295,977 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -53,683 | -44,020.06 | Ordinary | 53,683 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 652,175 | 521,740.00 | Ordinary | 652,175 |
| 26/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -72,146 | -61,324.10 | Ordinary | 72,146 |
| 26/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -21,500 | -18,275.00 | Ordinary | 21,500 |
| 26/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,830 | -2,405.50 | Ordinary | 2,830 |
| 26/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -400,000 | -340,000.00 | Ordinary | 400,000 |
Page 10 of 15
| 26/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -113,338 | -96,337.30 | Ordinary | 113,338 |
|---|---|---|---|---|---|---|
| 26/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -200,000 | -170,000.00 | Ordinary | 200,000 |
| 2/09/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 456,652 | 342,489.00 | Ordinary | 456,652 |
| 3/09/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 268,047 | 201,035.25 | Ordinary | 268,047 |
| 3/09/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 981,456 | 736,092.00 | Ordinary | 981,456 |
| 3/09/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 5,912 | 4,374.88 | Ordinary | 5,912 |
| Total | 2,758,151 | 2,089,917.17 | ||||
| Person’s | ||||||
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 9/04/2014 | National Australia Bank Limited | Purchase | 22,689 | 19,739.43 | Ordinary | 22,689 |
| 10/04/2014 | National Australia Bank Limited | Purchase | 41,544 | 36,558.72 | Ordinary | 41,544 |
| 11/04/2014 | National Australia Bank Limited | Purchase | 24,584 | 20,650.56 | Ordinary | 24,584 |
| 11/04/2014 | National Australia Bank Limited | Purchase | 244,045 | 207,438.25 | Ordinary | 244,045 |
| 30/04/2014 | National Australia Bank Limited | Purchase | 87,169 | 74,093.65 | Ordinary | 87,169 |
| 1/05/2014 | National Australia Bank Limited | Purchase | 90,291 | 76,747.35 | Ordinary | 90,291 |
| 2/05/2014 | National Australia Bank Limited | Purchase | 121,531 | 100,870.73 | Ordinary | 121,531 |
| 5/05/2014 | National Australia Bank Limited | Purchase | 67,720 | 56,884.80 | Ordinary | 67,720 |
| 24/06/2014 | National Australia Bank Limited | Purchase | 168 | 141.12 | Ordinary | 168 |
| 30/06/2014 | National Australia Bank Limited | Purchase | 61,172 | 51,996.20 | Ordinary | 61,172 |
| 1/07/2014 | National Australia Bank Limited | Purchase | 82,808 | 70,386.80 | Ordinary | 82,808 |
| 2/07/2014 | National Australia Bank Limited | Purchase | 41,312 | 35,115.20 | Ordinary | 41,312 |
| 11/07/2014 | National Australia Bank Limited | Purchase | 13,053 | 11,095.05 | Ordinary | 13,053 |
| 7/08/2014 | National Australia Bank Limited | Purchase | 114,355 | 97,201.75 | Ordinary | 114,355 |
| 12/08/2014 | National Australia Bank Limited | Purchase | 11,765 | 9,176.70 | Ordinary | 11,765 |
| 12/08/2014 | National Australia Bank Limited | Purchase | 133,388 | 106,710.40 | Ordinary | 133,388 |
| 13/08/2014 | National Australia Bank Limited | Purchase | 41,974 | 33,579.20 | Ordinary | 41,974 |
| 20/08/2014 | National Australia Bank Limited | Purchase | 141,016 | 112,812.80 | Ordinary | 141,016 |
| 20/08/2014 | National Australia Bank Limited | Purchase | 201,728 | 161,382.40 | Ordinary | 201,728 |
| 2/09/2014 | National Australia Bank Limited | Purchase | 149,129 | 111,846.75 | Ordinary | 149,129 |
| 3/09/2014 | National Australia Bank Limited | Purchase | 1,914 | 1,416.36 | Ordinary | 1,914 |
| 3/09/2014 | National Australia Bank Limited | Purchase | 317,699 | 238,274.25 | Ordinary | 317,699 |
| 3/09/2014 | National Australia Bank Limited | Purchase | 86,767 | 65,075.25 | Ordinary | 86,767 |
| Total | 2,097,821 | 1,699,193.72 | ||||
| BT Investment Management (Institutional) Limited Total : |
4,855,972 | 3,789,110.89 |
Westpac RE Limited
| Person’s | ||||||
|---|---|---|---|---|---|---|
| Nature of | Quantity | Class of | votes | |||
| Date | Registered Company | Change | Consideration | Securities | affected | |
| 10/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 26,046 | 23,180.94 | Ordinary | 26,046 |
| 11/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 113,198 | .00 | Ordinary | 113,198 |
| 15/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 6,201 | 5,332.86 | Ordinary | 6,201 |
| 16/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 9,562 | 8,318.94 | Ordinary | 9,562 |
| 17/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 43,427 | 39,084.30 | Ordinary | 43,427 |
| 22/04/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 6,595 | 5,869.55 | Ordinary | 6,595 |
Page 11 of 15
| 4/06/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 219,909 | 202,316.28 | Ordinary | 219,909 |
|---|---|---|---|---|---|---|
| 5/06/2014 | HSBC Custody Nominees (Australia) Limited. | Purchase | 118,091 | 107,462.81 | Ordinary | 118,091 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -6,201 | -4,960.80 | Ordinary | 6,201 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -43,427 | -34,741.60 | Ordinary | 43,427 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -18,217 | -14,573.60 | Ordinary | 18,217 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -35,083 | -28,066.40 | Ordinary | 35,083 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -113,198 | -90,558.40 | Ordinary | 113,198 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -9,562 | -7,649.60 | Ordinary | 9,562 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -219,909 | -175,927.20 | Ordinary | 219,909 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -118,091 | -94,472.80 | Ordinary | 118,091 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -21,581 | -17,264.80 | Ordinary | 21,581 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -55,400 | -44,320.00 | Ordinary | 55,400 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -6,027 | -4,821.60 | Ordinary | 6,027 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -12,283 | -9,826.40 | Ordinary | 12,283 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -35,465 | -28,372.00 | Ordinary | 35,465 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,379 | -1,903.20 | Ordinary | 2,379 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -26,046 | -20,836.80 | Ordinary | 26,046 |
| 20/08/2014 | HSBC Custody Nominees (Australia) Limited. | Sale | -6,595 | -5,276.00 | Ordinary | 6,595 |
| Total | -186,435 | -192,005.52 | ||||
| Westpac RE Limited Total : | -186,435 | -192,005.52 |
Page 12 of 15
ANNEXURE B – ASSOCIATED COMPANIES
This is annexure ‘B ’ (being 3 pages) referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin – Company Secretary, Westpac Banking Corporation – 03/09/2014
| Westpac Banking Corporation | Australia | Packaging Properties 1 Pty Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Packaging Properties 2 Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | Packaging Properties 3 Pty Limited | Australia |
| 1925 Advances Pty Limited | Australia | Partnership Pacific Pty Limited | Australia |
| Papua New | |||
| A.G.C. (Pacific) Limited | Guinea | Partnership Pacific Securities Pty Limited | Australia |
| Advance Asset Management Limited | Australia | Pashley Investments Pty Limited | Australia |
| Altitude Administration Pty Limited | Australia | Qvalent Pty Limited | Australia |
| Altitude Rewards Pty Limited | Australia | RAMS Financial Group Pty Limited | Australia |
| Aotearoa Financial Services Limited | New Zealand | Reinventure Fund ILP | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | RMS Warehouse Trust 2007-1 | Australia |
| Ascalon Capital Managers Limited | Australia | Sallmoor Pty Limited | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Securitor Financial Group Limited | Australia |
| Asgard Capital Management Limited | Australia | Seed Pool Trust No. 2 | Australia |
| Asgard Wealth Solutions Limited | Australia | Series 2007-1G WST Trust | Australia |
| Australian Loan Processing Security Company Pty Ltd | Australia | Series 2008-1M WST Trust | Australia |
| Australian Loan Processing Security Trust | Australia | Series 2009-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 1 | Australia | Series 2011-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 2 | Australia | Series 2011-2 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 3 | Australia | Series 2011-3 WST Trust | Australia |
| Bella Trust No. 2 Series 2012 - 1 | Australia | Series 2012-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2010 - 1 | Australia | Series 2013-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2010 - 2 | Australia | Series 2013-2 WST Trust | Australia |
| Belliston Pty Limited | Australia | Series 2014-1 WST Trust | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | SIE-Lease (Australia) Pty Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| BLE Capital Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| BLE Development Pty Limited | Australia | St.George Business Finance Pty Limited | Australia |
| BLE Holdings Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Equity Finance Limited | Australia |
| BT Australia Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | St.George Finance Limited | Australia |
| BT Financial Group Pty Limited | Australia | St.George Life Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | St.George Motor Finance Limited | Australia |
| BT Funds Management Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Investment Management (Fund Services) Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Investment Management (Institutional) Limited | Australia | Tavarua Funding Trust IV | USA |
| BT Investment Management Limited | Australia | Teuton Pty Limited | Australia |
| BT Long Term Income Fund | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Portfolio Services Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Private Nominees Pty Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
Page 13
| BT Securities Limited | Australia | Value Nominees Pty Limited | Australia |
|---|---|---|---|
| BT Short Term Income Fund | Australia | W1 Investments Pty Limited | Australia |
| BTIM UK Limited | UK | Waratah Receivables Corp Pty Limited | Australia |
| Canning Park Capital Pte. Ltd | Australia | Waratah Securities Australia Limited | Australia |
| Capital Corporate Finance Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
| Capital Finance (NZ) Limited | Australia | Westpac Administration Pty Limited | Australia |
| Capital Finance Australia Limited | Australia | Westpac Administration 2 Limited | Australia |
| Capital Finance New Zealand Limited | Australia | Westpac Administration 3 Limited | Australia |
| Capital Fleetlease Limited | Australia | Westpac Administration 4 Limited | Australia |
| Capital Motor Finance Limited | Australia | Westpac Altitude Rewards Trust | Australia |
| Capital Rent Group Limited | New Zealand | Westpac Americas Inc. | USA |
| Castlereagh Trust | Australia | Westpac Asian Lending Pty Limited | Australia |
| CBA Limited | Australia | Westpac Bank of Tonga | Tonga |
| Challenge Limited | Australia | Westpac Bank Samoa Limited | Samoa |
| Papua New | |||
| Core Infrastructure Income Feeder 1 L P | UK | Westpac Bank-PNG-Limited | Guinea |
| Core Infrastructure Income Feeder 2 L P | UK | Westpac Capital Holdings Inc. | USA |
| Core Infrastructure Income Master L P | UK | Westpac Capital Markets Holding Corp. | USA |
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Capital Markets LLC | USA |
| Crusade ABS Series 2013 - 1 Trust | Australia | Westpac Capital Trust IV | USA |
| Crusade CP Management Pty Limited | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Crusade CP No.1 Pty Limited | Australia | Westpac Cash PIE Fund | Australia |
| Crusade CP Trust No. 41 | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade CP Trust No. 44 | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Trust No. 48 | Australia | Westpac Covered Bond Trust | Australia |
| Crusade CP Trust No. 49 | Australia | Westpac Custodian Nominees Pty Limited | Australia |
| Crusade CP Trust No. 50 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade CP Trust No. 52 | Australia | Westpac Delta LLC | USA |
| Crusade CP Trust No. 53 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade CP Trust No. 54 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade CP Trust No. 56 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade CP Trust No. 57 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade CP Trust No. 58 | Australia | Westpac Equity Pty Limited | Australia |
| Crusade CP Trust No. 60 | Australia | Westpac Europe Limited | UK |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade Global Trust 1 of 2005 | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Financial Services Group Limited | Australia |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| Crusade Global Trust 2 of 2005 | Australia | Westpac Financial Services Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Funding Holdings Pty Limited | Australia |
| Crusade Management Limited | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| Crusade Trust 1A of 2005 | Australia | Westpac Funds Financing Pty Limited | Australia |
| Crusade 2P Trust of 2008 | Australia | Westpac General Insurance Limited | Australia |
| Danaby Pty Limited | Australia | Westpac General Insurance Services Limited | Australia |
| Epicfrog Pty Limited | Australia | Westpac Global Capital Markets Pty Limited | Australia |
Page 14
| eQR Securities Pty. Limited | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
|---|---|---|---|
| Europe Infrastructure Debt LP | UK | Westpac Group Investments Australia Pty Limited | Australia |
| G.C.L. Investments Pty Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
| General Credit Holdings Pty Limited | Australia | Westpac Investment Capital Corporation | USA |
| General Credits Pty Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Halcyon Securities Pty Limited | Australia | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Advisers LLC | USA | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac Investments U.K. Limited | UK |
| Hastings Forests Australia Pty Limited | Australia | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Funds Management (UK) Limited | Singapore | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Funds Management (USA) Inc. | UK | Westpac Life Insurance Services Limited | Australia |
| Hastings Funds Management Asia Pty. Limited | USA | Westpac Life-NZ-Limited | New Zealand |
| Hastings Funds Management Limited | Australia | Westpac New Zealand Group Limited | New Zealand |
| Hastings Group Pty Limited | Australia | Westpac New Zealand Limited | New Zealand |
| Hastings Infrastructure 1 Limited | UK | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Infrastructure 2 Limited | UK | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hastings Investment Capital LP | USA | Westpac NZ Covered Bond Limited | New Zealand |
| Hastings Investment Management Pty Ltd | USA | Westpac NZ Leasing Limited | New Zealand |
| Hastings Investment Management (Europe) Ltd | UK | Westpac NZ Operations Limited | New Zealand |
| Hastings Investments GP LLC | Australia | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Hastings Korea Company Limited | Korea | Westpac NZ Securitisation Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| Hastings Management Pty Limited | India | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac Overseas Holdings Pty Limited | Australia |
| Hickory Trust | Australia | Westpac Pacific Limited Partnership | Australia |
| Hitton Pty Limited | Australia | Westpac Properties Limited | Australia |
| HLT Custodian Trust | New Zealand | Westpac RE Limited | Australia |
| Infrastructure GP LLP | UK | Westpac Securities Administration Limited | Australia |
| Infrastructure GP 2 LLP | UK | Westpac Securities Limited | Australia |
| J O Hambro Capital Management Holdings Limited | UK | Westpac Securities NZ Limited | New Zealand |
| J O Hambro Capital Management Limited | UK | Westpac Securitisation Holdings Pty Limited | Australia |
| JOHCM (Singapore) Pte Limited | Singapore | Westpac Securitisation Management Pty Limited | Australia |
| JOHCM (USA) Inc | USA | Westpac Singapore Limited | Singapore |
| Magnitude Group Pty Limited | Australia | Westpac Structured Products Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Mortgage Management Pty Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Nationwide Management Pty Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Net Nominees Limited | Australia | Westpac TPS Trust | Australia |
| North Ryde Office Trust | Australia | Westpac Unit Trust | Australia |
| Number 120 Limited | New Zealand | Westpac USA Inc. | USA |
| Oniston Pty Limited | Australia |
Note: Westpac retains 62.1% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (62.1%)
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
Page 15