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MAXLINEAR, INC — Director's Dealing 2025
May 28, 2025
31984_dirs_2025-05-28_1cae5c4c-d85b-498f-9b33-dc5059182d30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR, INC (MXL)
CIK: 0001288469
Period of Report: 2025-05-26
Reporting Person: Kwong Connie H. (Corporate Controller & PAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-26 | Common Stock | M | 649 | — | Acquired | 57432 | Direct |
| 2025-05-26 | Common Stock | F | 649 | $11.57 | Disposed | 56783 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-05-26 | Restricted Stock Units | $ | M | 649 | Disposed | Common Stock (649) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: Includes 1,436 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2025.
F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award vested on May 20, 2022; twenty percent (20%) of the RSUs subject to the award vested on May 20, 2023; thirty percent (30%) of the RSUs subject to the award vested on May 20, 2024; and forty percent (40%) of the RSUs subject to the award vested on May 20, 2025, such that all the RSUs subject to the award became fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2025. On May 26, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 23, 2025.