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MAXLINEAR, INC — Director's Dealing 2024
May 23, 2024
31984_dirs_2024-05-22_456161ad-a97b-4126-ade3-3ca9596a4ed3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR, INC (MXL)
CIK: 0001288469
Period of Report: 2024-05-20
Reporting Person: LITCHFIELD STEVEN G (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-20 | Common Stock | M | 840 | — | Acquired | 396744 | Direct |
| 2024-05-20 | Common Stock | F | 840 | $19.32 | Disposed | 395904 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-20 | Restricted Stock Units | $ | M | 840 | Disposed | Common Stock (840) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: Includes 985 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2024.
F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 9,427 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025.