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MAXLINEAR, INC — Director's Dealing 2022
Mar 23, 2022
31984_dirs_2022-03-23_2cd553a7-562a-485f-b219-b23ad88e6b20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2021-03-21
Reporting Person: Dougherty Greg (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-21 | Common Stock | M | 6011 | — | Acquired | 8031 | Direct |
| 2022-03-21 | Common Stock | M | 6011 | — | Acquired | 15207 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-21 | Restricted Stock Units | $ | M | 6011 | Disposed | Common Stock (6011.0) | Direct | |
| 2022-03-21 | Restricted Stock Units | $ | M | 6011 | Disposed | Common Stock (6011.0) | Direct |
Footnotes
F1: This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2021.
F2: This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2022.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F4: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023.