AI assistant
MAXLINEAR, INC — Director's Dealing 2022
Nov 22, 2022
31984_dirs_2022-11-22_4e6a7eed-3d93-4e16-95b5-50bfabce4a67.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2022-11-20
Reporting Person: Jones William Kelly (VP of Worldwide Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-20 | Common Stock | M | 7195 | — | Acquired | 23739 | Direct |
| 2022-11-20 | Common Stock | F | 7195 | $35.60 | Disposed | 16544 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-20 | Restricted Stock Units | $ | M | 7195 | Disposed | Common Stock (7195.0) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: On November 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on November 21, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on November 18, 2022 was the settlement price used to calculate the shares withheld.
F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023.