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MAXLINEAR, INC Director's Dealing 2021

Feb 23, 2021

31984_dirs_2021-02-23_29b09411-11d9-45c3-8408-aa6f0de13dc7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2021-02-20

Reporting Person: Bollesen Michael (Vice President of Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-20 Common Stock M 1445 Acquired 35901 Direct
2021-02-20 Common Stock F 1445 $38.33 Disposed 34456 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-20 Restricted Stock Units $ M 1445 Disposed Common Stock (1445.0) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld.

F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.