MAXLINEAR, INC — Director's Dealing 2021

Feb 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2021-02-23

Reporting Person: SEENDRIPU KISHORE (Director, Chairman, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-23	Common Stock	S	397	$36.2596	Disposed	400491	Indirect
2021-02-23	Common Stock	S	1003	$37.572	Disposed	399488	Indirect
2021-02-23	Common Stock	S	3101	$38.5785	Disposed	396387	Indirect
2021-02-23	Common Stock	S	4409	$39.6341	Disposed	391978	Indirect
2021-02-24	Common Stock	S	8077	$41.6539	Disposed	383901	Indirect
2021-02-24	Common Stock	S	23632	$42.8742	Disposed	360269	Indirect
2021-02-24	Common Stock	S	8291	$43.333	Disposed	351978	Indirect
2021-02-25	Common Stock	S	10116	$39.3864	Disposed	341862	Indirect
2021-02-25	Common Stock	S	5035	$40.3713	Disposed	336827	Indirect
2021-02-25	Common Stock	S	5374	$41.3473	Disposed	331453	Indirect
2021-02-25	Common Stock	S	2300	$42.353	Disposed	329153	Indirect
2021-02-25	Common Stock	S	600	$43.1227	Disposed	328553	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	96277	Direct
Common Stock	410731	Indirect
Common Stock	410731	Indirect
Common Stock	500000	Indirect
Common Stock	500000	Indirect
Common Stock	394891	Indirect
Common Stock	394891	Indirect
Common Stock	396526	Indirect
Common Stock	396526	Indirect
Common Stock	18920	Indirect

Footnotes

F1: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F2: Represents the weighted average share price of an aggregate total of 397 shares sold in the price range of $35.72 to $36.68 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F4: Represents the weighted average share price of an aggregate total of 1,003 shares sold in the price range of $36.86 to $37.79 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: Represents the weighted average share price of an aggregate total of 3,101 shares sold in the price range of $38.03 to $39.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: Represents the weighted average share price of an aggregate total of 4,409 shares sold in the price range of $39.08 to $39.985 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: Represents the weighted average share price of an aggregate total of 8,077 shares sold in the price range of $41.17 to $42.15 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8: Represents the weighted average share price of an aggregate total of 23,632 shares sold in the price range of $42.19 to $43.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F9: Represents the weighted average share price of an aggregate total of 8,291 shares sold in the price range of $43.20 to $43.92 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F10: Represents the weighted average share price of an aggregate total of 10,116 shares sold in the price range of $38.845 to $39.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F11: Represents the weighted average share price of an aggregate total of 5,035 shares sold in the price range of $39.85 to $40.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F12: Represents the weighted average share price of an aggregate total of 5,374 shares sold in the price range of $40.86 to $41.83 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F13: Represents the weighted average share price of an aggregate total of 2,300 shares sold in the price range of $41.875 to $42.87 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F14: Represents the weighted average share price of an aggregate total of 600 shares sold in the price range of $42.91 to $43.28 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F15: Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F16: Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F17: Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F18: Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F19: Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F20: Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F21: Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

F22: Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

F23: Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.