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MAXLINEAR, INC — Director's Dealing 2021
Apr 1, 2021
31984_dirs_2021-04-01_ff664493-3c6d-4a07-b38e-f0aa7b5c8065.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2021-03-30
Reporting Person: Liu Tsu-Jae King (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-30 | Restricted Stock Units | $ | A | 524 | Acquired | Common Stock (524.0) | Direct | |
| 2021-03-30 | Restricted Stock Units | $ | A | 5039 | Acquired | Common Stock (5039.0) | Direct | |
| 2021-03-31 | Restricted Stock Units | $ | A | 763 | Acquired | Common Stock (763.0) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.
F3: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 30, 2021, such that the award will be fully vested on March 30, 2024.