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MAXLINEAR, INC — Director's Dealing 2021
May 7, 2021
31984_dirs_2021-05-07_207527d6-236f-46a2-9a40-d258f807b999.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2021-05-05
Reporting Person: LOUGHEED JAMES (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-05 | Common Stock | M | 4828 | $21.02 | Acquired | 84535 | Direct |
| 2021-05-05 | Common Stock | M | 148 | $13.03 | Acquired | 84683 | Direct |
| 2021-05-05 | Common Stock | S | 4976 | $36 | Disposed | 79707 | Direct |
| 2021-05-07 | Common Stock | M | 10000 | $13.03 | Acquired | 89707 | Direct |
| 2021-05-07 | Common Stock | S | 10000 | $36 | Disposed | 79707 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-05 | Stock Option (right to buy) | $21.02 | M | 4828 | Disposed | 2021-09-17 | Common Stock (4828.0) | Direct |
| 2021-05-05 | Stock Option (right to buy) | $13.03 | M | 148 | Disposed | 2022-09-14 | Common Stock (148.0) | Direct |
| 2021-05-07 | Stock Option (right to buy) | $13.03 | M | 10000 | Disposed | 2022-09-14 | Common Stock (10000.0) | Direct |
Footnotes
F1: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one-seventeenth (1/17th) of the shares subject to the option vested and became exercisable on May 17, 2017 (the "Vesting Commencement Date), and one seventeenth (1/17th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.
F2: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date.