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MAXLINEAR, INC Director's Dealing 2021

May 7, 2021

31984_dirs_2021-05-07_207527d6-236f-46a2-9a40-d258f807b999.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2021-05-05

Reporting Person: LOUGHEED JAMES (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-05 Common Stock M 4828 $21.02 Acquired 84535 Direct
2021-05-05 Common Stock M 148 $13.03 Acquired 84683 Direct
2021-05-05 Common Stock S 4976 $36 Disposed 79707 Direct
2021-05-07 Common Stock M 10000 $13.03 Acquired 89707 Direct
2021-05-07 Common Stock S 10000 $36 Disposed 79707 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-05 Stock Option (right to buy) $21.02 M 4828 Disposed 2021-09-17 Common Stock (4828.0) Direct
2021-05-05 Stock Option (right to buy) $13.03 M 148 Disposed 2022-09-14 Common Stock (148.0) Direct
2021-05-07 Stock Option (right to buy) $13.03 M 10000 Disposed 2022-09-14 Common Stock (10000.0) Direct

Footnotes

F1: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one-seventeenth (1/17th) of the shares subject to the option vested and became exercisable on May 17, 2017 (the "Vesting Commencement Date), and one seventeenth (1/17th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.

F2: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date.