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MAXLINEAR, INC — Director's Dealing 2021
May 25, 2021
31984_dirs_2021-05-24_a85ced10-5183-44cd-9d72-d6502935ad1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2021-05-20
Reporting Person: LITCHFIELD STEVEN G (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-20 | Common Stock | M | 1611 | — | Acquired | 105077 | Direct |
| 2021-05-20 | Common Stock | F | 1611 | $35.80 | Disposed | 103466 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-20 | Restricted Stock Units | $ | M | 1611 | Disposed | Common Stock (1611.0) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: Includes 915 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 17, 2021.
F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.