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MAXLINEAR, INC — Director's Dealing 2020
May 11, 2020
31984_dirs_2020-05-11_ce3a2426-2dd6-4870-8f9c-ce60c65752e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2020-05-07
Reporting Person: LING CURTIS (Chief Technical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-07 | Common Stock | M | 15516 | $6.93 | Acquired | 988396 | Direct |
| 2020-05-07 | Common Stock | S | 9888 | $16.2047 | Disposed | 978508 | Direct |
| 2020-05-08 | Common Stock | M | 38470 | $6.93 | Acquired | 1016978 | Direct |
| 2020-05-08 | Common Stock | S | 24518 | $16.5733 | Disposed | 992460 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-07 | Stock Option (right to buy) | $6.93 | M | 15516 | Disposed | 2020-05-14 | Common Stock (15516.0) | Direct |
| 2020-05-08 | Stock Option (right to buy) | $6.93 | M | 38470 | Disposed | 2020-05-14 | Common Stock (38470.0) | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 9,888 shares sold in the price range of $16.10 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Represents the weighted average share price of an aggregate total of 24,518 shares sold in the price range of $16.25 to $16.72 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: 59,986 options were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.